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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $18,388,478.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 4,189,075 6,744,000 36.68%
2 Granahan Investment Management, LLC 1,560,614 2,513,000 13.67%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,437,368 2,314,000 12.58%
4 FINANCIAL CONSULATE, INC 1,342,907 2,162,000 11.76%
5 LONE STAR VALUE MANAGEMENT LLC 850,000 1,369,000 7.44%
6 NEW YORK STATE COMMON RETIREMENT FUND 562,996 906,000 4.93%
7 Ancora Advisors LLC 519,021 836,000 4.55%
8 UNITED SERVICES AUTOMOBILE ASSOCIATION 237,436 382,000 2.08%
9 SHUFRO ROSE & CO LLC 88,500 142,000 0.77%
10 Legal & General Group Plc 61,109 99,000 0.54%
11 CONDOR CAPITAL MANAGEMENT 56,940 92,000 0.50%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,700 85,000 0.46%
13 PRINCETON CAPITAL MANAGEMENT INC 48,200 78,000 0.42%
14 MORGAN STANLEY 47,334 76,000 0.41%
15 Janney Montgomery Scott LLC 37,800 74,000 0.40%
16 Virtu KCG Holdings LLC 44,556 72,000 0.39%
17 WOLVERINE TRADING LP /BD 384 63,744 0.35% Call
18 Round Table Services, LLC 39,141 63,000 0.34%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,200 53,000 0.29% Call
20 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,000 39,000 0.21%
21 UBS Group AG 23,578 38,000 0.21%
22 MILLENNIUM MANAGEMENT LLC 22,872 37,000 0.20%
23 HighTower Advisors, LLC 17,300 28,000 0.15%
24 CUTLER GROUP LLC / CA 16,404 26,000 0.14%
25 GEODE CAPITAL MANAGEMENT, LLC 14,730 23,000 0.13%
26 GOLDMAN SACHS GROUP INC 13,471 22,000 0.12%
27 CITADEL ADVISORS LLC 11,059 18,000 0.10%
28 Cambridge Investment Research Advisors, Inc. 10,365 17,000 0.09%
29 Tower Research Capital LLC (TRC) 3,104 5,000 0.03%
30 Hartford Financial Management Inc. 2,200 3,000 0.02%
31 GROUP ONE TRADING LLC 1,069 2,000 0.01%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,138 2,000 0.01%
33 WOLVERINE TRADING LP /BD 1,047 1,738 0.01%
34 CITIGROUP INC 665 1,000 0.01%
35 Blume Capital Management, Inc. 600 1,000 0.01%
36 WOLVERINE TRADING LP /BD 6 996 0.01% Put
37 WELLS FARGO & COMPANY/MN 121 0 0.00%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
39 BANK OF AMERICA CORP /DE/ 100 0 0.00%
40 People's United Financial, Inc. 100 0 0.00%
41 MSI Financial Services Inc 35 0 0.00%
42 CUTLER GROUP LLC / CA 10,000 0 0.00% Call
43 Creative Planning 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.