| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,201,465 | 33,948,000 | 9.69% | ||
| 2 | JPMORGAN CHASE & CO | 3,311,242 | 26,755,000 | 7.63% | ||
| 3 | MORGAN STANLEY | 2,663,998 | 21,525,000 | 6.14% | ||
| 4 | PRIVATE MANAGEMENT GROUP INC | 2,307,416 | 18,644,000 | 5.32% | ||
| 5 | Invesco Ltd. | 2,112,800 | 17,072,000 | 4.87% | ||
| 6 | COHEN & STEERS, INC. | 2,041,489 | 16,495,000 | 4.71% | ||
| 7 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,022,768 | 16,344,000 | 4.66% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 1,692,794 | 13,678,000 | 3.90% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,576,172 | 12,735,000 | 3.63% | ||
| 10 | UBS Group AG | 1,482,993 | 11,983,000 | 3.42% | ||
| 11 | Tortoise Investment Management, LLC | 1,482,068 | 11,975,000 | 3.42% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,469,971 | 11,877,000 | 3.39% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 1,345,215 | 10,802,000 | 3.08% | ||
| 14 | CITIGROUP INC | 1,236,511 | 9,991,000 | 2.85% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 1,225,685 | 9,903,000 | 2.83% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 990,663 | 8,005,000 | 2.28% | ||
| 17 | ROYAL BANK OF CANADA | 904,536 | 7,309,000 | 2.09% | ||
| 18 | EATON VANCE MANAGEMENT | 952,498 | 7,039,000 | 2.01% | ||
| 19 | WESCAP MANAGEMENT GROUP, INC. | 679,310 | 5,489,000 | 1.57% | ||
| 20 | 1832 Asset Management L.P. | 674,700 | 5,488,000 | 1.57% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 619,903 | 5,009,000 | 1.43% | ||
| 22 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 626,135 | 5,009,000 | 1.43% | ||
| 23 | Advisors Asset Management, Inc. | 548,733 | 4,434,000 | 1.27% | ||
| 24 | Yorktown Management & Research Co Inc | 520,000 | 4,202,000 | 1.20% | ||
| 25 | CREDIT SUISSE AG/ | 391,081 | 3,160,000 | 0.90% | ||
| 26 | Roumell Asset Management, LLC | 371,070 | 2,998,000 | 0.86% | ||
| 27 | STIFEL FINANCIAL CORP | 349,565 | 2,825,000 | 0.81% | ||
| 28 | JANUS HENDERSON GROUP PLC | 331,200 | 2,676,000 | 0.76% | ||
| 29 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 330,578 | 2,669,000 | 0.76% | ||
| 30 | CORNERSTONE ADVISORS INC | 302,177 | 2,442,000 | 0.70% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 282,695 | 2,284,000 | 0.65% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 261,115 | 2,110,000 | 0.60% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 236,139 | 1,908,000 | 0.54% | ||
| 34 | DUBUQUE BANK & TRUST CO | 224,834 | 1,817,000 | 0.52% | ||
| 35 | Saba Capital Management, L.P. | 219,910 | 1,777,000 | 0.51% | ||
| 36 | ZAZOVE ASSOCIATES LLC | 214,018 | 1,729,000 | 0.49% | ||
| 37 | LPL Financial LLC | 204,815 | 1,665,000 | 0.48% | ||
| 38 | AQR ARBITRAGE LLC | 200,028 | 1,616,000 | 0.46% | ||
| 39 | Oxbow Advisors, LLC | 183,313 | 1,481,000 | 0.42% | ||
| 40 | FIRST TRUST ADVISORS LP | 175,377 | 1,417,000 | 0.40% | ||
| 41 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 162,753 | 1,327,000 | 0.38% | ||
| 42 | AMERIPRISE FINANCIAL INC | 158,976 | 1,285,000 | 0.37% | ||
| 43 | Ionic Capital Management LLC | 158,639 | 1,282,000 | 0.37% | ||
| 44 | NWAM LLC | 124,955 | 1,010,000 | 0.29% | ||
| 45 | Edge Wealth Management LLC | 111,582 | 904,000 | 0.26% | SH | |
| 46 | Hilton Capital Management, LLC | 106,165 | 858,000 | 0.24% | PRN | |
| 47 | Raymond James Financial Services Advisors, Inc. | 98,785 | 798,000 | 0.23% | ||
| 48 | ROBINSON CAPITAL MANAGEMENT, LLC | 87,500 | 707,000 | 0.20% | ||
| 49 | Kohlberg Kravis Roberts & Co. L.P. | 84,784 | 685,000 | 0.20% | ||
| 50 | Mariner, LLC | 80,017 | 647,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
