Dark
Light
System
Security
DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $13,066,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 1,726,703 5,733,000 43.88%
2 Invesco Ltd. 510,207 1,694,000 12.96%
3 WELLS FARGO & COMPANY/MN 374,090 1,242,000 9.51%
4 MORGAN STANLEY 200,340 665,000 5.09%
5 MSI Financial Services Inc 123,573 410,000 3.14%
6 BANK OF AMERICA CORP /DE/ 103,482 344,000 2.63%
7 AMERIPRISE FINANCIAL INC 86,666 288,000 2.20%
8 LPL Financial LLC 77,826 259,000 1.98%
9 INVESTMENT CENTERS OF AMERICA INC 76,572 256,000 1.96%
10 SIGNET FINANCIAL MANAGEMENT, LLC 63,523 211,000 1.61%
11 NATIONAL PLANNING CORP 47,326 161,000 1.23%
12 PNC FINANCIAL SERVICES GROUP, INC. 38,454 128,000 0.98%
13 Sunbelt Securities, Inc. 37,854 125,838 0.96%
14 WFG Advisors, LP 36,164 120,000 0.92%
15 Cambridge Investment Research Advisors, Inc. 34,700 115,000 0.88%
16 Bank of New York Mellon Corp 33,001 110,000 0.84%
17 Commonwealth Equity Services, Inc 32,053 106,000 0.81%
18 Fernwood Investment Management, LLC 30,900 103,000 0.79%
19 LEVIN CAPITAL STRATEGIES, L.P. 30,000 100,000 0.77%
20 Raymond James Financial Services Advisors, Inc. 29,085 97,000 0.74%
21 Virtu KCG Holdings LLC 29,321 97,000 0.74%
22 B. Riley Wealth Advisors, Inc. 21,732 73,000 0.56%
23 SII INVESTMENTS INC/WI 20,000 68,000 0.52%
24 UBS Group AG 17,420 58,000 0.44%
25 SHUFRO ROSE & CO LLC 15,275 51,000 0.39% PRN
26 First Allied Advisory Services, Inc. 15,000 50,000 0.38%
27 Capital Investment Advisors, LLC 14,973 50,000 0.38%
28 BRAVE ASSET MANAGEMENT INC 12,700 42,000 0.32%
29 KEYBANK NATIONAL ASSOCIATION/OH 12,000 40,000 0.31%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,190 37,000 0.28%
31 Janney Montgomery Scott LLC 11,477 35,000 0.27%
32 Advisors Asset Management, Inc. 8,822 29,000 0.22%
33 ROYAL BANK OF CANADA 8,601 29,000 0.22%
34 ADVISOR GROUP, INC. 8,000 26,000 0.20%
35 FIFTH THIRD BANCORP 6,740 22,000 0.17%
36 Creative Planning 6,169 20,000 0.15%
37 IFP ADVISORS, INC 4,750 16,000 0.12%
38 Livingston Group Asset Management CO (operating as Southport Capital Management) 3,500 12,000 0.09%
39 North Star Investment Management Corp. 3,500 12,000 0.09%
40 SIGNATUREFD, LLC 2,449 8,000 0.06%
41 Tortoise Investment Management, LLC 2,538 8,000 0.06%
42 Brick & Kyle, Associates 2,250 7,000 0.05%
43 WOLVERINE TRADING LP /BD 1,114 3,698 0.03%
44 PENSERRA CAPITAL MANAGEMENT LLC 730 2,000 0.02%
45 WESPAC ADVISORS SOCAL, LLC 450 1,494 0.01%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.