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Institutional Investment Manager
SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC (CIK: 0000908195) incorporated in New York, located at 600 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 265 holdings with a total value of $894,744,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 ATLANTIC AMERN CORP 38,050 123,000 0.01%
252 HARRIS & HARRIS GROUP INC 88,500 123,000 0.01%
253 RTI SURGICAL HOLDINGS INC COM 38,500 121,000 0.01%
254 MORGAN STANLEY EMER MKTS DEB 12,450 120,000 0.01% PRN
255 NUVEEN PFD INCOME OPPORTUN 11,000 110,000 0.01% PRN
256 ARALEZ PHARMACEUTICALS INC 21,487 104,000 0.01%
257 DORIAN LPG LTD 16,000 96,000 0.01%
258 MITCHAM INDS 27,600 92,000 0.01%
259 ARTS WAY MFG INC 17,775 54,000 0.01%
260 MFC BANCORP LTD 25,850 53,000 0.01%
261 DREYFUS HIGH YIELD STRATEGIE 15,275 52,000 0.01% PRN
262 MCEWEN MINING INC COM 10,000 37,000 0.00%
263 ERIN ENERGY CORP COM 15,320 36,000 0.00%
264 EQUUS TOTAL RETURN INC 17,735 33,000 0.00%
265 CEL SCI CORP 10,000 3,000 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004695, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.