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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 102 Institutional holders with a total value of $135,749,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,551,335 15,544,000 11.45%
2 McGowan Group Asset Management, Inc. 1,530,470 15,335,000 11.30%
3 MORGAN STANLEY 975,885 9,779,000 7.20%
4 COHEN & STEERS, INC. 902,254 9,041,000 6.66%
5 Invesco Ltd. 870,163 8,719,000 6.42%
6 AEGON ASSET MANAGEMENT UK PLC 823,081 8,239,040 6.07%
7 UBS Group AG 682,716 6,840,000 5.04%
8 Jacobus Wealth Management, Inc. 651,617 6,529,000 4.81%
9 LPL Financial LLC 454,295 4,511,000 3.32%
10 BANK OF AMERICA CORP /DE/ 382,184 3,829,000 2.82%
11 Capital Investment Advisors, LLC 324,820 3,255,000 2.40%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 248,594 2,491,000 1.84%
13 ENVESTNET ASSET MANAGEMENT INC 236,854 2,373,000 1.75%
14 DIXON HUBARD FEINOUR & BROWN INC/VA 234,150 2,346,000 1.73%
15 Cetera Advisor Networks LLC 193,594 1,940,000 1.43%
16 BANK OF MONTREAL /CAN/ 184,000 1,844,000 1.36%
17 ROYAL BANK OF CANADA 169,143 1,694,000 1.25%
18 Shaker Financial Services, LLC 152,108 1,524,000 1.12%
19 GUGGENHEIM CAPITAL LLC 134,581 1,349,000 0.99%
20 Oxbow Advisors, LLC 126,404 1,267,000 0.93%
21 SeaBridge Investment Advisors LLC 116,780 1,170,000 0.86%
22 IFC Holdings Incorporated/FL 115,080 1,151,000 0.85%
23 Commonwealth Equity Services, Inc 114,470 1,147,000 0.84%
24 E&G Advisors, LP 110,700 1,109,000 0.82%
25 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 107,753 1,080,000 0.80%
26 STIFEL FINANCIAL CORP 104,949 1,051,000 0.77%
27 Cutter & CO Brokerage, Inc. 104,025 1,042,000 0.77%
28 Vident Investment Advisory, LLC 101,914 1,021,000 0.75%
29 FIRST TRUST ADVISORS LP 93,244 934,000 0.69%
30 AMERIPRISE FINANCIAL INC 89,524 895,000 0.66%
31 OPPENHEIMER & CO INC 85,124 853,000 0.63%
32 NINE MASTS CAPITAL Ltd 80,756 809,000 0.60%
33 IBEX WEALTH ADVISORS 78,189 784,000 0.58%
34 Global Endowment Management, LP 75,800 760,000 0.56%
35 STARFIRE INVESTMENT ADVISERS, INC. 69,340 694,786 0.51%
36 MERIDIAN INVESTMENT COUNSEL INC. 68,750 689,000 0.51%
37 OPTIMUM INVESTMENT ADVISORS 64,495 646,000 0.48%
38 Cambridge Investment Research Advisors, Inc. 64,377 645,000 0.48%
39 JANUS HENDERSON INVESTORS US LLC 62,543 627,000 0.46%
40 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 54,000 541,000 0.40%
41 DOLIVER ADVISORS, LP 51,561 517,000 0.38%
42 WFG Advisors, LP 51,516 516,000 0.38%
43 Bank of New York Mellon Corp 46,717 468,000 0.34%
44 Horizon Kinetics LLC 46,532 466,000 0.34%
45 NOESIS CAPITAL MANGEMENT CORP 45,400 455,000 0.34%
46 FineMark National Bank & Trust 38,622 387,000 0.29%
47 Raymond James Financial Services Advisors, Inc. 37,584 377,000 0.28%
48 RAYMOND JAMES & ASSOCIATES 37,646 377,000 0.28%
49 Prospera Financial Services Inc 36,372 364,000 0.27%
50 IFP ADVISORS, INC 33,386 335,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.