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Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 115 holdings with a total value of $452,559,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN DEFENSE SYSTEMS INC A 50,000 0 0.00%
2 AVALON RARE METALS INC 18,750 2,000 0.00%
3 Manhattan Scientifics Inc 145,000 10,000 0.00%
4 PENN WEST PETE LTD NEW 16,150 14,000 0.00%
5 ADVANCED MICRO DEVICES INC 10,000 29,000 0.01%
6 SUPERVALU INC 10,000 68,000 0.02%
7 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 22,500 107,000 0.02%
8 VanEck Vectors Vietnam ETF 13,000 192,000 0.04%
9 PAYCHEX INC 3,825 202,000 0.04%
10 PEPSICO INC 2,070 207,000 0.05%
11 VANGUARD INDEX FDS 1,216 227,000 0.05%
12 IXYS Corporation 18,500 234,000 0.05%
13 COMMUNITY BK SYS INC COM 5,864 234,000 0.05%
14 VERIZON COMMUNICATIONS INC 5,157 238,000 0.05%
15 INTERNATIONAL SPEEDWAY CORP 7,079 239,000 0.05%
16 VANGUARD BD INDEX FDS 4,510 359,000 0.08%
17 INPHI CORPORATION 14,500 392,000 0.09%
18 BAXTER INTL INC 12,856 490,000 0.11%
19 ROYAL HAWAIIAN ORCHARDS LP NNU 171,627 534,000 0.12%
20 ISHARES TR 4,961 536,000 0.12%
21 REGENERON PHARMACEUTICALS 1,041 565,000 0.12%
22 ENTEGRIS INC 43,694 580,000 0.13%
23 SWISS HELVETIA FD INC 57,025 602,000 0.13%
24 TE CONNECTIVITY LTD 9,425 609,000 0.13%
25 APPLE INC 6,377 671,000 0.15%
26 NORTHWESTERN ENERGY GROUP INC COM NEW 14,450 784,000 0.17%
27 WATTS WATER TECHNOLOGIES INC 15,975 793,000 0.18%
28 ELMIRA SVGS BK ELMIRA N Y 45,128 897,000 0.20%
29 HARDINGE INC 102,543 956,000 0.21%
30 EMCOR GROUP INC 21,300 1,023,000 0.23%
31 SYNGENTA AG 14,200 1,118,000 0.25%
32 STRYKER CORP 12,700 1,180,000 0.26%
33 DOUGLAS DYNAMICS INC 61,521 1,296,000 0.29%
34 ALPHABET INC 1,743 1,323,000 0.29%
35 ALPHABET INC 1,749 1,361,000 0.30%
36 ARGAN INC 42,250 1,369,000 0.30%
37 ST JUDE MED INC 22,190 1,371,000 0.30%
38 ISHARES INC 72,600 1,376,000 0.30%
39 MICRON TECHNOLOGY INC 99,000 1,402,000 0.31%
40 MOSAIC CO NEW 50,875 1,404,000 0.31%
41 ZIMMER BIOMET HLDGS INC 13,710 1,407,000 0.31%
42 TOMPKINS FINL CORP COM 26,958 1,514,000 0.33%
43 AMERICAN CAP LTD 112,855 1,556,000 0.34%
44 ABBOTT LABS 35,248 1,583,000 0.35%
45 GENERAL ELECTRIC CO 51,467 1,603,000 0.35%
46 XYLEM INC 44,850 1,637,000 0.36%
47 TRANSCANADA CORP 50,550 1,647,000 0.36%
48 PRICELINE GRP INC 1,300 1,657,000 0.37%
49 AECOM 55,900 1,679,000 0.37%
50 ORBOTECH LTD 78,242 1,731,000 0.38%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-16-000021, filed 2016.02.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.