Dark
Light
System
Security
TOMPKINS FINL CORP COM
TOMPKINS FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 130 Institutional holders with a total value of $352,715,330.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 982,941 55,202,000 15.65%
2 BlackRock Fund Advisors 853,116 47,911,000 13.58%
3 TOMPKINS FINANCIAL CORP 540,798 30,366,000 8.61%
4 DIMENSIONAL FUND ADVISORS LP 451,650 25,365,000 7.19%
5 BlackRock Institutional Trust Company, N.A. 389,292 21,863,000 6.20%
6 STATE STREET CORP 279,984 15,722,000 4.46%
7 LSV ASSET MANAGEMENT 261,117 14,664,000 4.16%
8 Bank of New York Mellon Corp 177,410 9,962,000 2.82%
9 NORTHERN TRUST CORP 168,487 9,462,000 2.68%
10 Boston Trust Walden Corp 158,681 8,911,000 2.53%
11 NORGES BANK 113,536 6,376,000 1.81%
12 PRUDENTIAL FINANCIAL INC 95,223 5,348,000 1.52%
13 JPMORGAN CHASE & CO 94,593 5,313,000 1.51%
14 GEODE CAPITAL MANAGEMENT, LLC 88,354 4,961,000 1.41%
15 PRINCIPAL FINANCIAL GROUP INC 84,126 4,725,000 1.34%
16 WEDGE CAPITAL MANAGEMENT L L P/NC 76,014 4,269,000 1.21%
17 CAPSTONE ASSET MANAGEMENT CO 70,440 3,956,000 1.12%
18 W.G. Shaheen & Associates DBA Whitney & Co 69,990 3,931,000 1.11%
19 BlackRock Investment Management, LLC 63,657 3,575,000 1.01%
20 AMERIPRISE FINANCIAL INC 58,189 3,268,000 0.93%
21 RENAISSANCE TECHNOLOGIES LLC 55,200 3,100,000 0.88%
22 Invesco Ltd. 49,621 2,787,000 0.79%
23 Clearbridge Investments, LLC 48,802 2,741,000 0.78%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 47,388 2,661,000 0.75%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 47,003 2,640,000 0.75%
26 BANK OF AMERICA CORP /DE/ 38,881 2,184,000 0.62%
27 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 34,763 1,952,000 0.55%
28 WHEATLAND ADVISORS INC 34,241 1,923,000 0.55%
29 DEAN INVESTMENT ASSOCIATES, LLC 33,810 1,899,000 0.54%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 32,959 1,851,000 0.52%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 32,500 1,825,000 0.52%
32 ALLIANCEBERNSTEIN L.P. 31,663 1,690,000 0.48%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 27,746 1,558,000 0.44%
34 JOHN G ULLMAN & ASSOCIATES INC 26,958 1,514,000 0.43%
35 RHUMBLINE ADVISERS 26,301 1,477,000 0.42%
36 MORGAN STANLEY 26,251 1,474,000 0.42%
37 LOGAN CAPITAL MANAGEMENT INC 25,339 1,423,000 0.40%
38 DEUTSCHE BANK AG\ 24,743 1,388,000 0.39%
39 STRATEGIC FINANCIAL GROUP, LLC 24,611 1,382,000 0.39%
40 QCI ASSET MANAGEMENT INC/NY 24,343 1,367,000 0.39%
41 TEACHERS ADVISORS, LLC 21,351 1,199,000 0.34%
42 BRIDGEWAY CAPITAL MANAGEMENT, LLC 21,358 1,199,000 0.34%
43 BOURNE STENSTROM LENT ASSET MANAGEMENT INC 18,950 1,064,000 0.30%
44 AMERICAN INTERNATIONAL GROUP, INC. 17,963 1,009,000 0.29%
45 Swiss National Bank 16,400 921,000 0.26%
46 Nationwide Fund Advisors 15,448 868,000 0.25%
47 WASHINGTON TRUST Co 15,410 865,000 0.25%
48 FIRST CITIZENS BANK & TRUST CO 15,307 860,000 0.24%
49 ROYAL BANK OF CANADA 14,285 802,000 0.23%
50 Dean Capital Management 13,903 781,000 0.22%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.