| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,803,851 | 40,168,000 | 24.41% | ||
| 2 | 1607 Capital Partners, LLC | 3,718,902 | 39,272,000 | 23.87% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 3,311,671 | 34,971,000 | 21.25% | ||
| 4 | Karpus Management, Inc. | 1,793,780 | 18,942,000 | 11.51% | ||
| 5 | Bulldog Investors, LLP | 869,357 | 9,180,000 | 5.58% | ||
| 6 | Gramercy Funds Management LLC | 417,837 | 4,412,000 | 2.68% | ||
| 7 | CORNERSTONE ADVISORS INC | 122,860 | 1,297,000 | 0.79% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 121,737 | 1,285,000 | 0.78% | ||
| 9 | Commonwealth Equity Services, Inc | 117,775 | 1,244,000 | 0.76% | ||
| 10 | Cutler Capital Management, LLC | 116,166 | 1,226,000 | 0.75% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 107,234 | 1,123,000 | 0.68% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 105,534 | 1,115,000 | 0.68% | ||
| 13 | ROYAL BANK OF CANADA | 86,283 | 912,000 | 0.55% | ||
| 14 | CSS LLC/IL | 73,399 | 775,000 | 0.47% | ||
| 15 | MORGAN STANLEY | 70,036 | 739,000 | 0.45% | ||
| 16 | SII INVESTMENTS INC/WI | 65,485 | 694,000 | 0.42% | ||
| 17 | JOHN G ULLMAN & ASSOCIATES INC | 57,025 | 602,000 | 0.37% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 47,013 | 497,000 | 0.30% | ||
| 19 | GAM Holding AG | 45,693 | 483,000 | 0.29% | ||
| 20 | AMICA MUTUAL INSURANCE CO | 45,688 | 482,000 | 0.29% | ||
| 21 | AQR ARBITRAGE LLC | 40,074 | 423,000 | 0.26% | ||
| 22 | Peak Asset Management, LLC | 36,885 | 390,000 | 0.24% | ||
| 23 | Ionic Capital Management LLC | 34,570 | 365,000 | 0.22% | ||
| 24 | AMICA PENSION FUND BOARD OF TRUSTEES | 30,990 | 327,000 | 0.20% | ||
| 25 | J.P. Morgan Private Wealth Advisors LLC | 30,431 | 321,000 | 0.20% | ||
| 26 | MERIDIAN INVESTMENT COUNSEL INC. | 29,865 | 315,000 | 0.19% | ||
| 27 | SG Americas Securities, LLC | 28,844 | 305,000 | 0.19% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,319 | 299,000 | 0.18% | ||
| 29 | SHUFRO ROSE & CO LLC | 26,180 | 276,000 | 0.17% | ||
| 30 | BROWN BROTHERS HARRIMAN & CO | 24,947 | 263,000 | 0.16% | ||
| 31 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 21,936 | 232,000 | 0.14% | ||
| 32 | Ancora Advisors LLC | 17,432 | 184,000 | 0.11% | ||
| 33 | UBS Group AG | 16,785 | 177,000 | 0.11% | ||
| 34 | Smith Salley Wealth Management | 15,803 | 167,000 | 0.10% | ||
| 35 | LPL Financial LLC | 14,702 | 155,000 | 0.09% | ||
| 36 | Curi Capital, LLC | 12,877 | 136,000 | 0.08% | ||
| 37 | SOL Capital Management CO | 12,501 | 132,000 | 0.08% | ||
| 38 | Wilmington Savings Fund Society, FSB | 11,771 | 124,000 | 0.08% | ||
| 39 | ATHERTON LANE ADVISERS, LLC | 10,755 | 114,000 | 0.07% | ||
| 40 | TRUIST FINANCIAL CORP | 10,454 | 110,000 | 0.07% | ||
| 41 | CITIGROUP INC | 5,142 | 55,000 | 0.03% | ||
| 42 | Amica Retiree Medical Trust | 4,874 | 51,000 | 0.03% | ||
| 43 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,752 | 50,000 | 0.03% | ||
| 44 | BLACKROCK ADVISORS LLC | 3,273 | 35,000 | 0.02% | ||
| 45 | Thomas J. Herzfeld Advisors, Inc. | 2,316 | 24,000 | 0.01% | ||
| 46 | WOLVERINE ASSET MANAGEMENT LLC | 2,000 | 21,000 | 0.01% | ||
| 47 | JPMORGAN CHASE & CO | 1,654 | 17,000 | 0.01% | ||
| 48 | MUFG Americas Holdings Corp | 1,525 | 16,000 | 0.01% | ||
| 49 | BANK OF MONTREAL /CAN/ | 1,000 | 11,000 | 0.01% | ||
| 50 | Creative Planning | 1,022 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
