| # | % | |||||
|---|---|---|---|---|---|---|
| 4301 | NOBILIS HEALTH CORP COM | 11,100 | 23,000 | 0.00% | Put | |
| 4302 | UNI PIXEL INC COM NEW | 22,904 | 23,000 | 0.00% | ||
| 4303 | GLU MOBILE INC | 11,548 | 22,000 | 0.00% | ||
| 4304 | APPLIED DNA | 11,700 | 22,000 | 0.00% | Call | |
| 4305 | TANDEM DIABETES CARE INC COM | 10,000 | 22,000 | 0.00% | Call | |
| 4306 | ADCARE HEALTH SYSTEMS INC | 14,600 | 21,000 | 0.00% | Put | |
| 4307 | CYTORI THERAPEUTICS INC | 13,604 | 21,000 | 0.00% | ||
| 4308 | RF INDS LTD | 12,096 | 21,000 | 0.00% | ||
| 4309 | ROCKET FUEL INC | 12,100 | 21,000 | 0.00% | Put | |
| 4310 | ALASKA COMMUNICATIONS SYS GR | 13,100 | 21,000 | 0.00% | Put | |
| 4311 | BALLARD PWR SYS INC NEW | 12,600 | 21,000 | 0.00% | Put | |
| 4312 | PLURISTEM THERAPEUTICS INC | 15,000 | 21,000 | 0.00% | Put | |
| 4313 | INFINITY PHARMACEUTICALS INC | 14,884 | 20,000 | 0.00% | ||
| 4314 | SUNWORKS INC | 10,000 | 20,000 | 0.00% | Put | |
| 4315 | BONANZA CREEK ENERGY INC | 19,700 | 20,000 | 0.00% | Put | |
| 4316 | PSIVIDA CORP | 11,100 | 19,000 | 0.00% | Call | |
| 4317 | Senomyx Inc | 20,300 | 19,000 | 0.00% | Call | |
| 4318 | Gastar Exploration, Ltd. | 12,000 | 19,000 | 0.00% | Put | |
| 4319 | URANIUM ENERGY CORP | 15,900 | 18,000 | 0.00% | Put | |
| 4320 | BON-TON STORES INC | 11,484 | 17,000 | 0.00% | ||
| 4321 | VANGUARD NAT RES LLC COM UNIT | 25,133 | 17,000 | 0.00% | ||
| 4322 | TRANSENTERIX INC | 13,409 | 17,000 | 0.00% | ||
| 4323 | CYTRX CORP | 45,600 | 17,000 | 0.00% | Call | |
| 4324 | ADCARE HEALTH SYSTEMS INC | 11,073 | 16,000 | 0.00% | ||
| 4325 | ArQule Inc | 12,326 | 16,000 | 0.00% | ||
| 4326 | THE9 LTD | 12,629 | 16,000 | 0.00% | ||
| 4327 | HHGREGG INC | 11,400 | 16,000 | 0.00% | Put | |
| 4328 | UNI PIXEL INC COM NEW | 16,100 | 16,000 | 0.00% | Put | |
| 4329 | PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 | 11,186 | 16,000 | 0.00% | ||
| 4330 | CYTRX CORP | 42,864 | 16,000 | 0.00% | ||
| 4331 | BONANZA CREEK ENERGY INC | 14,416 | 15,000 | 0.00% | ||
| 4332 | TRANSENTERIX INC | 11,900 | 15,000 | 0.00% | Call | |
| 4333 | PENGROWTH ENERGY CORP | 10,541 | 15,000 | 0.00% | ||
| 4334 | PACIFIC COAST OIL TR | 13,214 | 14,000 | 0.00% | ||
| 4335 | VIVUS INC | 12,000 | 14,000 | 0.00% | Put | |
| 4336 | VANGUARD NAT RES LLC COM UNIT | 20,300 | 14,000 | 0.00% | Put | |
| 4337 | PACIFIC COAST OIL TR | 11,700 | 13,000 | 0.00% | Put | |
| 4338 | 22ND CENTY GROUP INC | 11,800 | 13,000 | 0.00% | Call | |
| 4339 | COBALT INTL ENERGY INC | 10,780 | 13,000 | 0.00% | ||
| 4340 | FUEL TECH INC | 10,077 | 12,000 | 0.00% | ||
| 4341 | SPHERE 3D CORP NEW | 38,200 | 11,000 | 0.00% | Call | |
| 4342 | BELLATRIX EXPLORATION LTD | 10,419 | 10,000 | 0.00% | ||
| 4343 | PEREGRINE PHARMACEUTICALS IN | 32,431 | 10,000 | 0.00% | ||
| 4344 | BARCLAYS BANK PLC | 13,800 | 9,000 | 0.00% | Call | |
| 4345 | IMATION CORP | 11,103 | 9,000 | 0.00% | ||
| 4346 | Navidea Biopharm Inc | 13,200 | 8,000 | 0.00% | Call | |
| 4347 | Navidea Biopharm Inc | 12,100 | 8,000 | 0.00% | Put | |
| 4348 | MEMORIAL PRODTN PARTNERS LP | 59,500 | 7,000 | 0.00% | Call | |
| 4349 | REXAHN PHARMACEUTICALS INC | 40,000 | 6,000 | 0.00% | ||
| 4350 | MAGNEGAS CORP | 11,000 | 5,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001542456-17-000003, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
