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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 4,067 holdings with a total value of $86,343,432,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 Greenhaven Continuous Commodit 2 0 0.00%
102 SPARK ENERGY INC 19 0 0.00%
103 STEMCELLS INC COM NEW 50 0 0.00%
104 XPLORE TECHNOLOGIES CORP COM PAR 0.001 2 0 0.00%
105 WILLBROS GROUP INC DEL COM 169 0 0.00%
106 CHC GROUP LTD 146 0 0.00%
107 COVISINT CORP 178 0 0.00%
108 AMYRIS INC COM 148 0 0.00%
109 PRIMA BIOMED LTD 650 0 0.00%
110 KOPIN CORP 40 0 0.00%
111 ALZA Corp 5,000 0 0.00% PRN
112 Amber Road Inc 54 0 0.00%
113 CITIZENS FINL GROUP INC 18 0 0.00%
114 LOOKSMART LTD 4 0 0.00%
115 ERICKSON INC 29 0 0.00%
116 CYAN INC 176 1,000 0.00%
117 Cinedigm Corp 429 1,000 0.00%
118 ZOES KITCHEN INC 41 1,000 0.00%
119 Jones Energy Inc 66 1,000 0.00%
120 MILLENNIAL MEDIA INC 459 1,000 0.00%
121 VISHAY PRECISION GROUP INC 92 1,000 0.00%
122 REGULUS THERAPEUTICS INC COM 71 1,000 0.00%
123 IMPRIVATA INC 38 1,000 0.00%
124 SEARS HOMETOWN & OUTLET STOR 74 1,000 0.00%
125 GOL LINHAS AEREAS INTELIGENTES SA 609 1,000 0.00%
126 BON-TON STORES INC 88 1,000 0.00%
127 SEATTLE GENETICS INC 22 1,000 0.00%
128 NETLIST INC 2,000 1,000 0.00%
129 JAKKS PACIFIC INC 106 1,000 0.00%
130 MARINE PRODS CORP 69 1,000 0.00%
131 EPIZYME INC COM 66 1,000 0.00%
132 PHH Corp 29 1,000 0.00%
133 MOBILEIRON INC COM NEW 100 1,000 0.00%
134 ZBB ENERGY CORPORATION 2,000 1,000 0.00%
135 RING ENERGY INC COM 82 1,000 0.00%
136 INVENSENSE INC 91 1,000 0.00%
137 ITT Educational Services Inc 168 1,000 0.00%
138 SYNUTRA INTL INC 118 1,000 0.00%
139 GALENA BIOPHARMA INC 752 1,000 0.00%
140 * LEXICON PHARMACEUTICALS INC COM 1,052 1,000 0.00%
141 ACCURIDE CORP NEW 264 1,000 0.00%
142 BLACK DIAMOND INC 144 1,000 0.00%
143 UNITED STATES CELLULAR CORP 18 1,000 0.00%
144 SEARS HLDGS CORP 34 1,000 0.00%
145 AEGION CORP 36 1,000 0.00%
146 Casella Waste SYS 254 1,000 0.00%
147 Scorpio Bulkers Inc. 616 1,000 0.00%
148 FUELCELL ENERGY INC COM 602 1,000 0.00%
149 SILICON GRAPHICS INTL CORP 58 1,000 0.00%
150 KCG HLDGS INC 116 1,000 0.00%
Page 3 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-005679, filed 2015.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.