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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,132 holdings with a total value of $72,382,025,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STAG INDL INC 2 0 0.00%
2 OPOWER INC 48 0 0.00%
3 Fenix Parts Inc 4 0 0.00%
4 BEBE STORES INC 175 0 0.00%
5 ALLIANCE HEALTHCARE SRVCS IN 33 0 0.00%
6 WILHELMINA INTL INC 4,500 0 0.00%
7 LOOKSMART LTD 4 0 0.00%
8 FATE THERAPEUTICS INC 31 0 0.00%
9 URANIUM ENERGY CORP 41 0 0.00%
10 FX ENERGY INC 199 0 0.00%
11 DIANA CONTAINERSHIPS INC 6 0 0.00%
12 Navidea Biopharm Inc 20 0 0.00%
13 ParkerVision Inc. (PRKR) 657 0 0.00%
14 STEMCELLS INC COM NEW 50 0 0.00%
15 RARE ELEMENT RES LTD 253 0 0.00%
16 MANCHESTER UTD PLC NEW ORD CL A 1 0 0.00%
17 KINDRED BIOSCIENCES INC 76 0 0.00%
18 MITCHAM INDS 59 0 0.00%
19 YINGLI GREEN ENERGY HLDG CO 200 0 0.00%
20 SYNERGY PHARMACEUTICALS DEL 44 0 0.00%
21 TOKAI PHARMACEUTICALS INC COM 16 0 0.00%
22 Gastar Exploration, Ltd. 1 0 0.00%
23 ARCH COAL INC 88 0 0.00%
24 National Bank of Greece - ADR 10 0 0.00%
25 FIVE PRIME THERAPEUTICS INC 12 0 0.00%
26 PARAGON SHIPPING INC 250 0 0.00%
27 SKYPEOPLE FRUIT JUICE INC 430 0 0.00%
28 PHOTOMEDEX INC COM PAR $0.01 33 0 0.00%
29 PHI INC COM STK 6 0 0.00%
30 HARVEST NATURAL RESOURCES IN 161 0 0.00%
31 CLAYMORE EXCHANGE TRD FD TR 8 0 0.00%
32 ProFire Energy 69 0 0.00%
33 CONIFER HLDGS INCORPORATED 14 0 0.00%
34 HARMONY GOLD MINING CO LTD 696 0 0.00%
35 Odyssey Marine Exploration Inc 340 0 0.00%
36 MCGRATH RENTCORP 16 0 0.00%
37 Amber Road Inc 54 0 0.00%
38 FIRST ACCEPTANCE CORP 126 0 0.00%
39 HUDBAY MINERALS INC 4 0 0.00%
40 ERICKSON INC 29 0 0.00%
41 22ND CENTY GROUP INC 261 0 0.00%
42 FARMLAND PARTNERS INC 12 0 0.00%
43 AVX CORP NEW 3 0 0.00%
44 PHH Corp 29 0 0.00%
45 Key Energy Services, Inc. 352 0 0.00%
46 Warren Resources Inc 278 0 0.00%
47 TearLab Corp. 20 0 0.00%
48 FIVE9 INC 74 0 0.00%
49 AMYRIS INC COM 148 0 0.00%
50 LEAPFROG ENTERPRISES INC 342 0 0.00%
Page 1 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011373, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.