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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 436 holdings with a total value of $558,511,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 LILLY ELI & CO 3,397 200,000 0.04%
152 HARRIS CORP 2,680 196,000 0.04%
153 HAWAIIAN ELEC INDUSTRIES COM 7,620 194,000 0.03%
154 ACCENTURE PLC IRELAND 2,411 192,000 0.03%
155 DARDEN RESTAURANTS INC 3,770 191,000 0.03%
156 ROGERS COMMUNICATIONS INC 4,580 190,000 0.03%
157 GENERAL MLS INC 3,627 188,000 0.03%
158 COSTCO WHSL CORP NEW 1,670 187,000 0.03%
159 LOOMIS SAYLES BOND RETAIL SHARES 12,180 187,000 0.03%
160 VANGUARD INDEX FDS 1,641 186,000 0.03%
161 DU PONT E I DE NEMOURS & CO 2,687 180,000 0.03%
162 NORTHROP GRUMMAN CORP 1,454 179,000 0.03%
163 HONEYWELL INTL INC 1,845 171,000 0.03%
164 UNION PAC CORP 913 171,000 0.03%
165 MONSANTO CO NEW 1,461 166,000 0.03%
166 ROCKWELL AUTOMATION INC 1,308 163,000 0.03%
167 CLAYMORE EXCHANGE TRD FD TR 6,120 163,000 0.03%
168 POWERSHARES ETF TRUST II 6,540 162,000 0.03%
169 DISNEY WALT CO 2,028 162,000 0.03%
170 UNITED PARCEL SERVICE INC 1,648 160,000 0.03%
171 UNITED NATURAL FOODSINC 2,100 149,000 0.03%
172 ISHARES TR 1,195 144,000 0.03%
173 ALTRIA GROUP INC 3,809 143,000 0.03%
174 GOLDMAN SACHS GROUP INC 842 138,000 0.02%
175 ARCHER DANIELS MIDLAND CO 3,135 136,000 0.02%
176 VANGUARD INDEX FDS 1,200 136,000 0.02%
177 COLGATE PALMOLIVE CO 2,045 133,000 0.02%
178 AMERICAN WTR WKS CO INC NEW 2,895 131,000 0.02%
179 SELECT SECTOR SPDR TR 2,375 124,000 0.02%
180 VANGUARD TAX-MANAGED FDS 3,000 124,000 0.02%
181 ISHARES TR 3,140 123,000 0.02%
182 SELECT SECTOR SPDR TR 3,360 122,000 0.02%
183 TYSON FOODS INC 2,700 119,000 0.02%
184 ISHARES TR 1,053 118,000 0.02%
185 ISHARES TR 2,000 118,000 0.02%
186 SCHLUMBERGER LTD 1,098 107,000 0.02%
187 ALLIANT ENERGY CORP 1,764 100,000 0.02%
188 PIMCO ETF TR 980 99,000 0.02%
189 SELECT SECTOR SPDR TR 4,175 93,000 0.02%
190 VANGUARD INTL EQUITY INDEX F 2,231 91,000 0.02%
191 WISDOMTREE TR 1,585 90,000 0.02%
192 UNITED TECHNOLOGIES CORP 765 89,000 0.02%
193 FOREST LABS INC COM 946 87,000 0.02%
194 ISHARES TR 2,100 86,000 0.02%
195 SOUTHERN CO 1,900 83,000 0.01%
196 ISHARES TR 1,610 82,000 0.01%
197 WATERS CORP 750 81,000 0.01%
198 NORTHERN 8,254 78,000 0.01%
199 MASTERCARD INCORPORATED 1,040 78,000 0.01%
200 CELGENE CORP 543 76,000 0.01%
Page 4 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-14-000025, filed 2014.05.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.