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Institutional Investment Manager
DUBUQUE BANK & TRUST CO
DUBUQUE BANK & TRUST CO (CIK: 0000933482) incorporated in Iowa, located at 1398 Central Ave., Dubuque, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 539 holdings with a total value of $532,587,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 MASTERCARD INCORPORATED 1,860 189,000 0.04%
152 ISHARES TR 1,482 180,000 0.03%
153 PHILIP MORRIS INTL INC 1,842 179,000 0.03%
154 ISHARES TR 1,692 176,000 0.03%
155 SPDR GOLD TR 1,323 166,000 0.03%
156 XENIA HOTELS & RESORTS INC COM 10,867 165,000 0.03%
157 ACCENTURE PLC IRELAND 1,245 152,000 0.03%
158 MOODYS CORP 1,400 152,000 0.03%
159 SHIRE PLC 774 150,000 0.03%
160 ISHARES TR 1,330 150,000 0.03%
161 EATON CORP PLC 2,214 145,000 0.03%
162 CIGNA CORPORATION 1,106 144,000 0.03%
163 ProShares TR 6,169 143,000 0.03%
164 DOVER CORP 1,902 140,000 0.03%
165 ALLIANT ENERGY CORP 3,629 139,000 0.03%
166 AMERICAN ELEC PWR INC 2,141 137,000 0.03%
167 DUKE ENERGY CORP NEW 1,704 136,000 0.03%
168 ROCKWELL AUTOMATION INC 1,100 135,000 0.03%
169 AUTOMATIC DATA PROCESSING IN 1,458 129,000 0.02%
170 KRAFT HEINZ CO 1,391 125,000 0.02%
171 ISHARES SILVER TR 6,751 123,000 0.02%
172 NVIDIA CORPORATION 1,788 123,000 0.02%
173 BEMIS INC 2,316 118,000 0.02%
174 BARRICK GOLD CORP 6,610 117,000 0.02%
175 UNION PAC CORP 1,200 117,000 0.02%
176 ILLINOIS TOOL WKS INC 890 107,000 0.02%
177 ISHARES TR 2,666 105,000 0.02%
178 ISHARES TR 850 105,000 0.02%
179 NORTHROP GRUMMAN CORP 492 105,000 0.02%
180 VANGUARD INDEX FDS 900 101,000 0.02%
181 AMERIPRISE FINL INC 989 99,000 0.02%
182 BANK AMER CORP 6,215 97,000 0.02%
183 EOG RES INC 1,001 97,000 0.02%
184 VISA INC 1,141 94,000 0.02%
185 UNITEDHEALTH GROUP INC 634 89,000 0.02%
186 VANGUARD SCOTTSDALE FDS 880 88,000 0.02%
187 BROADCOM LTD 499 86,000 0.02%
188 ONEOK PARTNERS LP 2,140 85,000 0.02%
189 VANGUARD INDEX FDS 938 82,000 0.02%
190 EXPRESS SCRIPTS HLDG CO 1,145 81,000 0.02%
191 WEC ENERGY GROUP INC 1,350 81,000 0.02%
192 SCHWAB CHARLES CORP 2,500 79,000 0.01%
193 VANECK ETF TRUST 1,750 78,000 0.01%
194 ONEOK INC NEW 1,500 77,000 0.01%
195 VANECK ETF TRUST 2,900 77,000 0.01%
196 NEXTERA ENERGY INC 621 76,000 0.01%
197 MGE ENERGY INC 1,310 74,000 0.01%
198 THERMO FISHER SCIENTIFIC INC 468 74,000 0.01%
199 VANGUARD INDEX FDS 368 73,000 0.01%
200 ENTERPRISE PRODS PARTNERS L 2,623 72,000 0.01%
Page 4 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000920112-16-000442, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.