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Institutional Investment Manager
DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ (CIK: 0000948046), located at Taunusanlage 12 D-60325, Frankfurt Am Main Ge, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 5,072 holdings with a total value of $141,465,128,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 GEVO INC 8 0 0.00%
52 METABOLIX INC 2 0 0.00%
53 HARVARD BIOSCIENCE INC 8 0 0.00%
54 Naked Brand Group Inc 2 0 0.00%
55 Cosi Inc. 100 0 0.00%
56 GENETIC TECHNOLOGIES LTD 400 0 0.00%
57 PETROQUEST ENERGY INC 1 0 0.00%
58 AK STL HLDG CORP 143 0 0.00% Put
59 DELCATH SYS INC 4 0 0.00%
60 CELLECTAR BIOSCIENCES IN 8 0 0.00%
61 U S ENERGY CORP WYO 3 0 0.00%
62 BIOLIFE SOLUTIONS INC 1 0 0.00%
63 EDAP TMS S A SPONSORED ADR 10 0 0.00%
64 CYANOTECH CORP 4 0 0.00%
65 KURA ONCOLOGY INC 100 0 0.00%
66 BERKSHIRE HATHAWAY INC DEL 25 0 0.00%
67 AROTECH CORP 3 0 0.00%
68 KINGTONE WIRELESSINFO SOL HL 3 0 0.00%
69 PERNIX THERAPEUTICS HLDGS IN 1 0 0.00%
70 ORIENT PAPER INC 1 0 0.00%
71 UNITED DEV FDG IV COM 40,633 0 0.00%
72 DRDGOLD LIMITED 6 0 0.00%
73 AMEDICA CORP 3 0 0.00%
74 BIOTIME INC 15 0 0.00% Call
75 HYDRA INDS ACQUISITION CORP 100 0 0.00%
76 CLEAN DIESEL TECHNOLOGIES INC COM PAR NEW 93 0 0.00%
77 PAYMENT DATA SYS INC 189 0 0.00%
78 MATTERSIGHT CORP COM 5 0 0.00%
79 MABVAX THERAPEUTICS HOLDINGS, INC. 3 0 0.00%
80 WESCO AIRCRAFT HLDGS INC COM 28 0 0.00% Put
81 Skypeople Fruit Juice Inc 1 0 0.00%
82 WAFERGEN BIO-SYSTEMS INC 2 0 0.00%
83 EDUCATIONAL DEV CORP 7 0 0.00%
84 IDENTIV INC 219 0 0.00%
85 PRO-DEX INC COLO 181 0 0.00%
86 ODYSSEY MARINE EXPLORATION I 2 0 0.00%
87 WESCO AIRCRAFT HLDGS INC COM 28 0 0.00% Call
88 EASTMAN KODAK CO 5 0 0.00% Call
89 QUALSTAR CORP COM NEW 206 0 0.00%
90 LEJU HLDGS LTD 1 0 0.00%
91 INTERNET INITIATIVE JAPAN IN 4 0 0.00%
92 DB Gold Double 100 0 0.00% PRN
93 CINEDIGM CORP 133 0 0.00%
94 TAITRON COMPONENTS INC 226 0 0.00%
95 Socket Mobile Inc New 1 0 0.00%
96 SYSOREX GLOBAL COM NEW 3 0 0.00%
97 SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT 100 0 0.00%
98 NAVIOS MARITIME HLDGS INC SPONSORED ADR REPSTG 1/100TH PERP PFD SER H DIV 8.625 FREQ QRTLY CALL@25 07/08/2019 20 0 0.00%
99 SUMITOMO MITSUI FINL GROUP I 2 0 0.00%
100 BIOSTAGE INC 7 0 0.00%
Page 2 of 102

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-16-000206, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.