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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
351 APPLE INC 226,000 26,175 0.04% Call
352 APPLE INC 850,800 98,540 0.17% Call
353 APPLE INC 4,423,018 512,274 0.87%
354 APPLE INC 6,607 765 0.00%
355 APPLE INC 272,622 31,575 0.05%
356 APPLIED GENETIC TECHNOL CORP 11,085 104 0.00%
357 APPLIED INDL TECHNOLOGIES IN 22,175 1,317 0.00%
358 APPLIED MATLS INC 302,800 9,771 0.02% Put
359 APPLIED MATLS INC 502,100 16,203 0.03% Call
360 APPLIED MATLS INC 2,100,762 67,792 0.12%
361 APPLIED MATLS INC 2,857,622 92,215 0.16%
362 APPLIED MICRO CIRCUITS ORD 405,778 3,348 0.01%
363 APPLIED OPTOELECTRONICS INC 92,658 2,172 0.00%
364 APTARGROUP INC 3,939 289 0.00%
365 APTEVO THERAPEUTICS INC 324,828 793 0.00%
366 ARALEZ PHARMACEUTICALS INC 37,621 166 0.00%
367 ARAMARK 539,976 19,288 0.03%
368 ARAMARK 2,911,342 103,993 0.18%
369 ARATANA THERAPEUTICS INC 27,855 200 0.00%
370 ARATANA THERAPEUTICS INC 101,724 730 0.00%
371 ARBOR REALTY TRUST INC 63,599 474 0.00%
372 ARBOR REALTY TRUST INC 195,592 1,459 0.00%
373 ARBUTUS BIOPHARMA CORP 1,619,544 3,968 0.01%
374 ARBUTUS BIOPHARMA CORP 115,059 282 0.00%
375 ARC DOCUMENT SOLUTIONS INC COM 201,084 1,022 0.00%
376 ARC DOCUMENT SOLUTIONS INC COM 929,407 4,721 0.01%
377 ARCBEST CORP COM 37,183 1,028 0.00%
378 ARCELORMITTAL SA LUXEMBOURG 985,829 7,197 0.01%
379 ARCELORMITTAL SA LUXEMBOURG 69,600 508 0.00% Put
380 ARCELORMITTAL SA LUXEMBOURG 67,000 489 0.00% Call
381 ARCH CAP GROUP LTD 45,832 3,955 0.01%
382 ARCH CAP GROUP LTD 88,029 7,596 0.01%
383 ARCHER DANIELS MIDLAND CO 385,079 17,579 0.03%
384 ARCHER DANIELS MIDLAND CO 1,094,299 49,955 0.08%
385 ARCHROCK INC COM 56,648 748 0.00%
386 ARCHROCK INC COM 653,600 8,628 0.01%
387 ARCONIC INC 345,516 6,406 0.01%
388 ARCONIC INC 730,266 22,122 0.04%
389 ARCONIC INC 628,385 11,650 0.02% Put
390 ARCONIC INC 144,144 2,672 0.00% Call
391 ARDELYX INC COM 68,358 971 0.00%
392 ARDMORE SHIPPING CORP 34,824 258 0.00%
393 ARENA PHARMACEUTICALS INC 97,419 138 0.00%
394 ARES CAPITAL CORP 1,242,068 20,482 0.03%
395 ARES CAPITAL CORP 54,617 901 0.00%
396 ARES COML REAL ESTATE CORP 50,335 691 0.00%
397 ARGO GROUP INTERNATIONAL 123,759 8,156 0.01%
398 ARGO GROUP INTERNATIONAL 19,964 1,316 0.00%
399 ARGOS THERAPEUTICS INC 39,900 196 0.00%
400 ARIAD PHARMACEUTICALS ORD (NMS) 30,000 373 0.00% Call
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