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APPLIED GENETIC TECHNOL CORP
APPLIED GENETIC TECHNOL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 93 Institutional holders with a total value of $106,938,468.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 INTERWEST VENTURE MANAGEMENT CO 1,452,216 13,579,000 12.70%
2 FMR LLC 1,115,494 10,430,000 9.75%
3 ACADIAN ASSET MANAGEMENT LLC 716,341 6,700,000 6.27%
4 Numeric Investors LLC 566,800 5,300,000 4.96%
5 VANGUARD GROUP INC 535,458 5,007,000 4.68%
6 AJO, LP 469,644 4,391,000 4.11%
7 MILLENNIUM MANAGEMENT LLC 440,638 4,120,000 3.85%
8 BlackRock Fund Advisors 411,554 3,848,000 3.60%
9 EMERALD MUTUAL FUND ADVISERS TRUST 335,661 3,138,000 2.93%
10 BlackRock Institutional Trust Company, N.A. 330,313 3,088,000 2.89%
11 PUTNAM INVESTMENTS LLC 308,067 2,880,000 2.69%
12 STATE STREET CORP 300,983 2,813,000 2.63%
13 DAFNA Capital Management LLC 286,298 2,677,000 2.50%
14 EMERALD ADVISERS, LLC 283,551 2,651,000 2.48%
15 EVENTIDE ASSET MANAGEMENT, LLC 279,100 2,610,000 2.44%
16 PANAGORA ASSET MANAGEMENT INC 228,109 2,133,000 1.99%
17 AQR CAPITAL MANAGEMENT LLC 213,688 1,998,000 1.87%
18 PRICE T ROWE ASSOCIATES INC /MD/ 190,016 1,777,000 1.66%
19 OXFORD ASSET MANAGEMENT LLP 185,981 1,739,000 1.63%
20 GEODE CAPITAL MANAGEMENT, LLC 146,256 1,367,000 1.28%
21 NORTHERN TRUST CORP 133,011 1,243,000 1.16%
22 MORGAN STANLEY 132,139 1,236,000 1.16%
23 PRUDENTIAL FINANCIAL INC 125,010 1,169,000 1.09%
24 GLOBEFLEX CAPITAL L P 124,514 1,164,000 1.09%
25 AMERICAN CENTURY COMPANIES INC 116,123 1,086,000 1.02%
26 GSA CAPITAL PARTNERS LLP 113,300 1,059,000 0.99%
27 BLACKROCK ADVISORS LLC 108,364 1,013,000 0.95%
28 Walleye Trading LLC 103,600 969,000 0.91%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 97,527 912,000 0.85%
30 Granite Investment Partners, LLC 80,120 749,000 0.70%
31 DEUTSCHE BANK AG\ 80,184 749,000 0.70%
32 RUSSELL INVESTMENTS GROUP, LTD. 75,827 747,000 0.70%
33 ALGERT GLOBAL LLC 66,795 625,000 0.58%
34 STRS OHIO 65,200 609,000 0.57%
35 GOLDMAN SACHS GROUP INC 60,482 566,000 0.53%
36 Bank of New York Mellon Corp 55,076 515,000 0.48%
37 RENAISSANCE TECHNOLOGIES LLC 52,700 493,000 0.46%
38 BANK OF AMERICA CORP /DE/ 50,993 476,000 0.45%
39 PERCEPTIVE ADVISORS LLC 50,251 470,000 0.44%
40 MILLENNIUM MANAGEMENT LLC 50,000 468,000 0.44% Call
41 BlackRock Investment Management, LLC 48,674 455,000 0.43%
42 DIMENSIONAL FUND ADVISORS LP 45,653 427,000 0.40%
43 BRIDGEWAY CAPITAL MANAGEMENT, LLC 45,000 421,000 0.39%
44 CITADEL ADVISORS LLC 44,016 412,000 0.39%
45 Connor, Clark & Lunn Investment Management Ltd. 40,075 375,000 0.35%
46 BlackRock Group LTD 38,703 362,000 0.34%
47 BANK OF MONTREAL /CAN/ 39,251 360,000 0.34%
48 Allianz Asset Management GmbH 36,875 345,000 0.32%
49 ClariVest Asset Management LLC 36,600 342,000 0.32%
50 DUPONT CAPITAL MANAGEMENT CORP 36,509 341,000 0.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.