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Institutional Investment Manager
MUFG Americas Holdings Corp
MUFG Americas Holdings Corp (CIK: 0001011659) incorporated in Delaware, registered under National Commercial Banks, located at 1251 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 1,138 holdings with a total value of $3,041,787,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 LUMEN TECHNOLOGIES INC 3 0 0.00%
2 FIRST TR ENHANCED EQTY INC F 23 0 0.00%
3 NUVEEN TX ADV TOTAL RET STRG 23 0 0.00%
4 DIMENSION THERAPEUTICS INC 215 0 0.00%
5 WESTERN ASSET HIGH INCOME OP 38 0 0.00%
6 LIONS GATE ENTMNT CORP CL B NON VTG 13 0 0.00%
7 HANCOCK JOHN PFD INCOME FD I 15 0 0.00%
8 ALLIANCEBERNSTEIN GLOBAL HIG 28 0 0.00%
9 TEMPLETON EMERGING COM 27 0 0.00%
10 TRANSOCEAN LTD 35 0 0.00%
11 LIONS GATE ENTMNT CORP CL A VTG 13 0 0.00%
12 AMERICAN INTL GROUP INC 14 0 0.00%
13 AEGON N V 13 0 0.00%
14 FIRST TR HIGH INCOME L/S FD 17 0 0.00%
15 COHEN STEERS CLOSED END OP 39 0 0.00%
16 NUVEEN PFD INCOME TERM FD 15 0 0.00%
17 GLOBALSCAPE INC 292 1,000 0.00%
18 ANWORTH MTG ASSET CORP 213 1,000 0.00%
19 DEL FRISCOS RESTAURANT GROUP COM 70 1,000 0.00%
20 DREYFUS MUN BD INFRSTRCTR FD SHS 57 1,000 0.00%
21 CONFORMIS INCORPORATED 140 1,000 0.00%
22 DUFF PHELPS UTLITY AND INF 89 1,000 0.00%
23 UNIFI INC COM NEW 50 1,000 0.00%
24 SEASPINE HLDGS CORP COM 153 1,000 0.00%
25 KKR INCOME OPPORTUNITIES FD 37 1,000 0.00%
26 R C M Technologies Inc 207 1,000 0.00%
27 AVIRAGEN THERAPEUTICS INC 1,340 1,000 0.00%
28 CALAMOS GBL DYN INCOME FUND COM 131 1,000 0.00%
29 PIONEER MUN HIGH INCOME TR 84 1,000 0.00%
30 NUVEEN TAX ADVANTAGED DIVID 81 1,000 0.00%
31 Nivalis Therapeutics Inc 307 1,000 0.00%
32 LMP CAP & INCOME FD INC 104 1,000 0.00%
33 PRUDENTIAL GLB SHT DUR HG YL 36 1,000 0.00%
34 SONUS NETWORKS INC 213 1,000 0.00%
35 FIRST TR INTER DUR PFD & IN 23 1,000 0.00%
36 BELLICUM PHARMACEUTICALS INCORPORATED 80 1,000 0.00%
37 VOYA INFRASTRUCTURE INDLS 34 1,000 0.00%
38 SANFILIPPO JOHN B & SON INC COM 16 1,000 0.00%
39 BLACKROCK RES COMMODITIES 59 1,000 0.00%
40 U.S. AUTO PARTS NETWORK INC 406 1,000 0.00%
41 HAWTHORN BANCSHARES INC 61 1,000 0.00%
42 REGULUS THERAPEUTICS INC COM 372 1,000 0.00%
43 BLACKSTONE GSO LNG SHRT CR I 58 1,000 0.00%
44 FIRST NBC BK HLDG CO 133 1,000 0.00%
45 ACCURAY INCORPORATED COM 213 1,000 0.00%
46 NTT Domoco Inc 60 1,000 0.00%
47 AVENUE INCOME 51 1,000 0.00%
48 MACROGENICS INC 55 1,000 0.00%
49 ASPEN AEROGELS INC COM 370 2,000 0.00%
50 KIRKLANDS INC COM 145 2,000 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001090, filed 2017.05.04). and New Holdings filing (0001085146-18-002783, filed 2018.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.