| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,546,458 | 23,027,000 | 13.00% | ||
| 2 | UBS Group AG | 1,541,604 | 22,954,000 | 12.96% | ||
| 3 | MORGAN STANLEY | 1,457,914 | 21,709,000 | 12.25% | ||
| 4 | BESSEMER GROUP INC | 956,733 | 14,246,000 | 8.04% | ||
| 5 | JPMORGAN CHASE & CO | 739,050 | 11,004,000 | 6.21% | ||
| 6 | WELLS FARGO & COMPANY/MN | 717,823 | 10,688,000 | 6.03% | ||
| 7 | EATON VANCE MANAGEMENT | 586,656 | 8,735,000 | 4.93% | ||
| 8 | Invesco Ltd. | 543,550 | 8,094,000 | 4.57% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 452,707 | 6,740,000 | 3.80% | ||
| 10 | Vident Investment Advisory, LLC | 410,705 | 6,115,000 | 3.45% | ||
| 11 | KELMAN-LAZAROV, INC. | 320,494 | 4,772,000 | 2.69% | ||
| 12 | Advisors Asset Management, Inc. | 320,036 | 4,765,000 | 2.69% | ||
| 13 | Yorktown Management & Research Co Inc | 290,485 | 4,325,000 | 2.44% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 245,383 | 3,653,000 | 2.06% | ||
| 15 | ROYAL BANK OF CANADA | 207,941 | 3,096,000 | 1.75% | ||
| 16 | FIRST TRUST ADVISORS LP | 179,684 | 2,675,000 | 1.51% | ||
| 17 | PENN MUTUAL LIFE INSURANCE CO | 165,000 | 2,484,000 | 1.40% | ||
| 18 | BAIRD FINANCIAL GROUP, INC. | 126,880 | 1,889,000 | 1.07% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 120,655 | 1,796,000 | 1.01% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 117,884 | 1,755,000 | 0.99% | ||
| 21 | AMERIPRISE FINANCIAL INC | 117,300 | 1,750,000 | 0.99% | ||
| 22 | Capital Investment Advisors, LLC | 116,688 | 1,737,000 | 0.98% | ||
| 23 | DOLIVER ADVISORS, LP | 70,162 | 1,045,000 | 0.59% | ||
| 24 | CITIGROUP INC | 68,176 | 1,016,000 | 0.57% | ||
| 25 | LPL Financial LLC | 67,360 | 1,006,000 | 0.57% | ||
| 26 | Apollo Management Holdings, L.P. | 60,838 | 906,000 | 0.51% | ||
| 27 | Commonwealth Equity Services, Inc | 54,894 | 817,000 | 0.46% | ||
| 28 | OTA Financial Group L.P. | 34,246 | 509,000 | 0.29% | ||
| 29 | ADVISOR GROUP, INC. | 30,836 | 459,000 | 0.26% | ||
| 30 | TELEMUS CAPITAL, LLC | 30,000 | 447,000 | 0.25% | ||
| 31 | Jefferies Group LLC | 29,409 | 438,000 | 0.25% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 26,393 | 393,000 | 0.22% | ||
| 33 | Shaker Financial Services, LLC | 23,743 | 354,000 | 0.20% | ||
| 34 | IFP ADVISORS, INC | 21,051 | 313,000 | 0.18% | ||
| 35 | FIRST FINANCIAL EQUITY CORPORATION | 15,253 | 227,000 | 0.13% | ||
| 36 | Pinnacle Advisory Group, Inc. | 15,115 | 225,000 | 0.13% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,981 | 193,000 | 0.11% | ||
| 38 | Janney Montgomery Scott LLC | 10,615 | 158,000 | 0.09% | ||
| 39 | LINCOLN NATIONAL CORP | 10,619 | 158,000 | 0.09% | ||
| 40 | DAVENPORT & Co LLC | 10,600 | 157,834 | 0.09% | ||
| 41 | M&T BANK CORP | 10,025 | 149,000 | 0.08% | ||
| 42 | Brick & Kyle, Associates | 4,715 | 70,000 | 0.04% | ||
| 43 | PATHSTONE FAMILY OFFICE, LLC | 3,728 | 56,000 | 0.03% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 3,055 | 45,000 | 0.03% | ||
| 45 | PENSERRA CAPITAL MANAGEMENT LLC | 988 | 14,000 | 0.01% | ||
| 46 | NEXT Financial Group, Inc | 330 | 5,000 | 0.00% | ||
| 47 | MUFG Americas Holdings Corp | 36 | 1,000 | 0.00% | ||
| 48 | SEI INVESTMENTS CO | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
