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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 26 Institutional holders with a total value of $21,372,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 338,911 4,148,000 19.41%
2 Advisors Asset Management, Inc. 289,767 3,547,000 16.60%
3 Shaker Financial Services, LLC 270,135 3,306,000 15.47%
4 COHEN & STEERS, INC. 208,264 2,549,000 11.93%
5 GUGGENHEIM CAPITAL LLC 129,204 1,581,000 7.40%
6 Invesco Ltd. 124,684 1,526,000 7.14%
7 BANK OF AMERICA CORP /DE/ 84,383 1,033,000 4.83%
8 ROYAL BANK OF CANADA 50,685 620,000 2.90%
9 HL FINANCIAL SERVICES LLC 39,900 488,000 2.28%
10 STIFEL FINANCIAL CORP 37,992 468,000 2.19%
11 Cambridge Investment Research Advisors, Inc. 37,120 454,000 2.12%
12 OPPENHEIMER & CO INC 23,567 289,000 1.35%
13 Creative Planning 20,696 253,000 1.18%
14 WEDBUSH SECURITIES INC 19,882 243,000 1.14%
15 CITIGROUP INC 15,991 196,000 0.92%
16 SEIZERT CAPITAL PARTNERS, LLC 12,200 149,000 0.70%
17 WELLS FARGO & COMPANY/MN 12,117 148,000 0.69%
18 First Allied Advisory Services, Inc. 11,141 136,000 0.64%
19 RAYMOND JAMES & ASSOCIATES 10,948 134,000 0.63%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3,440 42,000 0.20%
21 D.A. DAVIDSON & CO. 2,800 34,000 0.16%
22 North Star Investment Management Corp. 1,150 14,000 0.07%
23 Financial Architects, Inc 1,000 12,000 0.06%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 166 2,000 0.01%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 33 0 0.00%
26 MUFG Americas Holdings Corp 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.