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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
4551 Epirus Biopharma 33 0 0.00%
4552 AMERICAN AXLE & MFG HLDGS INC COM 18 0 0.00%
4553 ABM INDS INC 13 0 0.00%
4554 WISDOMTREE TR 1 0 0.00%
4555 FTI CONSULTING INC 9 0 0.00%
4556 ZION OIL & GAS INC 75 0 0.00%
4557 FIBROCELL SCIENCE INC 77 0 0.00%
4558 DYNEGY INCORPORATED NEW D 17 0 0.00%
4559 ZIX CORP 93 0 0.00%
4560 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 6 0 0.00%
4561 METABOLIX INC RESTRICTED 100 0 0.00%
4562 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 47 0 0.00%
4563 DHT HOLDINGS INC 33 0 0.00%
4564 SELECT INCOME REIT 12 0 0.00%
4565 PALATIN TECHNOLOGIES INC COM 140 0 0.00%
4566 MAG SILVER CORP 6 0 0.00%
4567 FAB Universal Corporation 2,700 0 0.00%
4568 AGENUS INC 50 0 0.00%
4569 AIRCASTLE LTD 18 0 0.00%
4570 POWERSHARES ETF TRUST 0 0 0.00%
4571 SIFY TECHNOLOGIES LTD 3 0 0.00%
4572 DXP ENTERPRISES INC NEW COM NEW 4 0 0.00%
4573 EAGLE BULK SHIPPING INC 107 0 0.00%
4574 Kior Inc 100 0 0.00%
4575 Cambium Learning Group Inc 20 0 0.00%
4576 iPath Bloomberg Grains Subinde 3 0 0.00%
4577 Genco Shipping & Trading Ltd 90 0 0.00%
4578 Ishares - Japan 0 0 0.00%
4579 ARGO GROUP INTERNATIONAL 5 0 0.00%
4580 CUMULUS MEDIA INC 51 0 0.00%
4581 CROCS INC 23 0 0.00%
4582 KEMPER CORP 9 0 0.00%
4583 KEMET CORP COM NEW 83 0 0.00%
4584 Cosi Inc. 50 0 0.00%
4585 OXYGEN BIOTHERAPEUTICS INC 5 0 0.00%
4586 Genco Shipping & Trading Ltd 100 0 0.00%
4587 CORNERSTONE PROGRESSIVE RTN 26 0 0.00%
4588 UNIVERSAL COMPRESSION HOLDINGS 3 0 0.00%
4589 SWISHER HYGIENE INC 500 0 0.00%
4590 ISHARES TR 0 0 0.00%
4591 CONSTANT CONTACT INC 7 0 0.00%
4592 PROSHARES ULTRASHORT BASIC MATERIALS 12 0 0.00%
4593 WESTERN ASSET MANAGED MUNS F 1 0 0.00%
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