Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
601 INVESCO SR INCOME TR 150,081 753 0.02%
602 LINN ENERGY LLC UNIT LTD LIAB 26,558 752 0.02%
603 PROSHARES ULTRA FNCLS NEW ETF 6,144 751 0.02%
604 FIRST SOLAR INC 10,759 751 0.02%
605 INDEPENDENCE RLTY TR INC COM 84,008 749 0.02%
606 WABTEC CORP 9,319 740 0.02%
607 PROSPECT CAPITAL CORPORATION 68,540 740 0.02%
608 ISHARES TR 9,573 740 0.02%
609 UNDER ARMOUR INC 6,411 735 0.02%
610 PROSHARES TR 7,099 735 0.02%
611 ORCHID IS CAP INC 61,813 734 0.02%
612 VERIFONE SYS INC 21,604 731 0.02%
613 Market Vectors Gold 30,979 731 0.02%
614 DOUBLELINE INCOME SOLUTIONS 34,340 729 0.02%
615 VENTAS INC 12,022 728 0.02%
616 FLOWSERVE CORP 8,948 727 0.02%
617 SPDR INDEX SHS FDS 14,937 726 0.02%
618 PENNANTPARK INVT CORP COM 65,696 726 0.02%
619 ISHARES TR 10,568 722 0.02%
620 SOLAR CAP LTD 33,160 722 0.02%
621 SPDR INDEX SHS FDS 15,210 722 0.02%
622 COHEN STEERS SELECT PFD 28,875 720 0.02%
623 CHECK POINT SOFTWARE TECH LT 10,629 719 0.02%
624 GENERAL DYNAMICS CORP 6,595 718 0.02%
625 ISHARES S&P GSCI COMMODITY I 21,770 718 0.02%
626 PRUDENTIAL FINL INC 8,467 717 0.02%
627 PROSHARES PSHS CONSMRGOODS ETF 9,059 716 0.02%
628 HELMERICH & PAYNE INC 7,241 715 0.02%
629 JACK IN THE BOX INC 12,411 713 0.02%
630 POTASH CORP SASK INC 19,657 712 0.02%
631 POWERSHARES ETF TR II 16,217 712 0.02%
632 KKR FINANCIAL HLDGS LLC 61,047 706 0.02%
633 On Assignment Inc 18,278 705 0.02%
634 POWERSHARES ETF TRUST 39,554 704 0.02%
635 GENTEX CORP 22,317 704 0.02%
636 WISDOMTREE TR 12,428 703 0.02%
637 Anthem, Inc. 7,040 701 0.02%
638 AFLAC INC 11,075 698 0.02%
639 Hewlett Packard Co 21,443 694 0.02%
640 GENERAL MTRS CO 20,008 689 0.02%
641 FOREST CITY ENTERPRISES A 35,991 687 0.02%
642 ISHARES TR 7,249 686 0.02%
643 DST SYS INC DEL 7,287 685 0.02%
644 OLD DOMINION FGHT LINES INC 12,840 684 0.02%
645 SNAP ON INC 6,080 682 0.02%
646 RPM INTL INC 16,268 681 0.02%
647 APACHE CORP 8,212 681 0.02%
648 Ashland Inc New 6,833 680 0.02%
649 EOG RES INC 3,900 679 0.02%
650 POWERSHARES ETF TRUST II 25,191 679 0.02%
Page 13 of 92