| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,211,321 | 68,144,000 | 21.26% | ||
| 2 | UBS AG | 1,939,862 | 41,164,000 | 12.84% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 1,109,489 | 23,543,000 | 7.34% | ||
| 4 | TIEDEMANN TRUST CO | 1,010,721 | 21,447,000 | 6.69% | ||
| 5 | Saba Capital Management, L.P. | 987,334 | 20,951,000 | 6.54% | ||
| 6 | Horizon Kinetics LLC | 696,596 | 14,781,000 | 4.61% | ||
| 7 | WELLS FARGO & COMPANY/MN | 645,900 | 13,706,000 | 4.28% | ||
| 8 | CREDIT SUISSE AG/ | 587,567 | 12,469,000 | 3.89% | ||
| 9 | Invesco Ltd. | 491,813 | 10,436,000 | 3.26% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 491,667 | 10,433,000 | 3.25% | ||
| 11 | 1832 Asset Management L.P. | 442,000 | 9,456,000 | 2.95% | ||
| 12 | DEUTSCHE BANK AG\ | 302,930 | 6,428,000 | 2.01% | ||
| 13 | KMS FINANCIAL SERVICES, INC | 248,883 | 5,281,000 | 1.65% | ||
| 14 | LPL Financial LLC | 241,032 | 5,115,000 | 1.60% | ||
| 15 | ROYAL BANK OF CANADA | 226,479 | 4,806,000 | 1.50% | ||
| 16 | NATIONAL PLANNING CORP | 187,419 | 4,007,000 | 1.25% | ||
| 17 | BB&T SECURITIES, LLC | 18,266 | 3,876,000 | 1.21% | ||
| 18 | Trust Asset Management LLC | 158,956 | 3,373,000 | 1.05% | ||
| 19 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 157,889 | 3,350,000 | 1.04% | ||
| 20 | BARCLAYS PLC | 153,691 | 3,221,000 | 1.00% | ||
| 21 | Relative Value Partners, LLC | 148,014 | 3,141,000 | 0.98% | ||
| 22 | ST GERMAIN D J CO INC | 135,350 | 2,872,000 | 0.90% | ||
| 23 | Jaffetilchin Investment Partners, LLC | 96,076 | 2,039,000 | 0.64% | ||
| 24 | STIFEL FINANCIAL CORP | 94,278 | 2,001,000 | 0.62% | ||
| 25 | FOSTER & MOTLEY INC | 91,189 | 1,935,000 | 0.60% | ||
| 26 | TFS CAPITAL LLC | 75,311 | 1,598,000 | 0.50% | ||
| 27 | AKANTHOS CAPITAL MANAGEMENT LLC | 75,000 | 1,591,000 | 0.50% | ||
| 28 | Commonwealth Equity Services, Inc | 64,597 | 1,371,000 | 0.43% | ||
| 29 | HUNTINGTON NATIONAL BANK | 64,473 | 1,368,000 | 0.43% | PRN | |
| 30 | RAYMOND JAMES & ASSOCIATES | 64,009 | 1,358,000 | 0.42% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 60,461 | 1,283,000 | 0.40% | ||
| 32 | CITIGROUP INC | 50,298 | 1,067,000 | 0.33% | ||
| 33 | ArchPoint Investors | 50,000 | 1,061,000 | 0.33% | ||
| 34 | Robert W. Baird & Co. Inc | 49,700 | 1,055,000 | 0.33% | ||
| 35 | Private Advisor Group, LLC | 43,845 | 930,000 | 0.29% | ||
| 36 | WEDBUSH SECURITIES INC | 41,877 | 889,000 | 0.28% | ||
| 37 | Dominick & Dominick LLC | 36,500 | 775,000 | 0.24% | ||
| 38 | WOLVERINE ASSET MANAGEMENT LLC | 36,424 | 772,000 | 0.24% | ||
| 39 | Shaker Financial Services, LLC | 35,650 | 756,000 | 0.24% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 34,340 | 729,000 | 0.23% | ||
| 41 | D L CARLSON INVESTMENT GROUP INC | 33,350 | 708,000 | 0.22% | ||
| 42 | Global Endowment Management, LP | 30,000 | 637,000 | 0.20% | ||
| 43 | SCOTIA CAPITAL INC. | 28,680 | 609,000 | 0.19% | ||
| 44 | FIDUCIARY SERVICES CORP/GA | 20,757 | 440,000 | 0.14% | ||
| 45 | SALEM INVESTMENT COUNSELORS INC | 20,000 | 424,000 | 0.13% | ||
| 46 | Private Wealth Partners, LLC | 19,600 | 416,000 | 0.13% | ||
| 47 | Kingfisher Capital LLC | 16,550 | 351,000 | 0.11% | ||
| 48 | HighTower Advisors, LLC | 15,870 | 337,000 | 0.11% | ||
| 49 | MUHLENKAMP & CO INC | 15,080 | 320,000 | 0.10% | ||
| 50 | RONALD BLUE & CO LLC | 13,000 | 276,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
