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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
651 CAPITAL PRODUCT PARTNERS L P 1,646 18 0.00%
652 CAPITAL SOUTHWEST CORP COM 11,438 397 0.01%
653 CAPITALSOURCE INC 6,062 88 0.00%
654 CAPSTEAD MTG CORP COM NO PAR 40,553 513 0.01%
655 CARDINAL FINANCIAL CORP 460 8 0.00%
656 CARDINAL HEALTH INC 5,480 383 0.01%
657 CARDIOME PHARMA CORP 2,500 20 0.00%
658 CARDTRONICS INC. 100 4 0.00%
659 CAREER EDUCATION CRP 2,000 15 0.00%
660 CARLISLE COS INC 501 40 0.00%
661 CARLYLE GROUP L P 1,565 55 0.00%
662 CARMAX INC 699 33 0.00%
663 CARNIVAL CORP 3,313 125 0.00%
664 CARNIVAL CORP 527 21 0.00%
665 CARNIVAL PLC 687 26 0.00%
666 CAROLINA TR BK LINCOLNTON NC 732 3 0.00%
667 CARPENTER TECHNOLOGY CORP 4,312 285 0.01%
668 CARRIZO OIL & GAS INC 1,826 98 0.00%
669 CARTER INC 14,950 1,161 0.03%
670 CASEY'S GENERAL STORES INC COM 15,517 1,049 0.03%
671 CASTLE BRANDS INC 9,000 11 0.00%
672 CATALYST PHARMACEUTICALS INC 5,500 12 0.00%
673 CATAMARAN CORP COM 552 25 0.00%
674 CATAMARAN CORP COM 1,387 62 0.00%
675 CATCHMARK TIMBER TR INC 264 4 0.00%
676 CATCHMARK TIMBER TR INC 475 7 0.00%
677 CATERPILLAR INC 120 12 0.00%
678 CATERPILLAR INC 48,367 4,806 0.14%
679 CATERPILLAR INC 2 0 0.00%
680 CATO CORP NEW CL A 610 16 0.00%
681 CAVIUM INC 177 8 0.00%
682 CBL & ASSOC PPTYS INC 9,019 160 0.00%
683 CBOE GLOBAL MARKETS 350 20 0.00%
684 CBRE CLARION GLOBAL REAL EST 23,120 193 0.01%
685 CBRE GROUP INC 20,529 563 0.02%
686 CBS CORP NEW 22,377 1,383 0.04%
687 CBS CORP NEW 170 11 0.00%
688 CDN IMPERIAL BK COMM TORONTO 979 84 0.00%
689 CECO ENVIRONMENTAL CORP 3,452 57 0.00%
690 CEDAR FAIR L P 3,816 194 0.01%
691 CELANESE CORP DEL 24,018 1,333 0.04%
692 CELESTICA INC 100 1 0.00%
693 CELGENE CORP 164 23 0.00%
694 CELGENE CORP 17,250 2,408 0.07%
695 CELL THERAPEUTICS INC 1,266 4 0.00%
696 CELLCOM ISRAEL LTD 250 3 0.00%
697 CELLDEX THERAPEUTICS INC NEW 2,100 37 0.00%
698 CELSION CORPORATION 899 3 0.00%
699 CEMEX SAB DE CV 15,250 193 0.01%
700 CENOVUS ENERGY INC 1,776 51 0.00%
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