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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 PHARMACYCLICS INC 7 1 0.00%
52 PUMA BIOTECHNOLOGY 7 1 0.00%
53 HORNBECK OFFSHORE SVCS IN 7 0 0.00%
54 STRATUS PPTYS INC 7 0 0.00%
55 CHILDRENS PL INC 7 0 0.00%
56 ASCENT CAP GROUP INC 7 1 0.00%
57 CONSTANT CONTACT INC 7 0 0.00%
58 ENERGY FUELS INC 7 0 0.00%
59 BOK FINANCIAL CORP NEW 8 1 0.00%
60 WAVE SYSTEMS CORP 8 0 0.00%
61 KEMPER CORP DEL 9 0 0.00%
62 FIRST POTOMAC RLTY TR COM 9 0 0.00%
63 PLEXUS CORP COM 9 0 0.00%
64 FTI CONSULTING INC 9 0 0.00%
65 ALERE INC 9 0 0.00%
66 LENNAR CORP 10 0 0.00%
67 EL PASO ELECTRIC CO NEW 10 0 0.00%
68 Trulia Inc 10 0 0.00%
69 NRG Yield Inc 10 0 0.00%
70 CITI TRENDS INC COM 11 0 0.00%
71 ASTEC INDS INC 11 0 0.00%
72 Francesca's Holdings Corporati 11 0 0.00%
73 CITIZENS INC 11 0 0.00%
74 VIRTUS INVT PARTNERS INC COM 11 2 0.00%
75 SPDR GOLD TR 11 1 0.00%
76 GENERAL MTRS CO 11 0 0.00%
77 NGP CAPITAL RESOUR 12 0 0.00%
78 SELECT INCOME REIT 12 0 0.00%
79 PROSHARES ULTRASHORT BASIC MATERIALS 12 0 0.00%
80 ELEPHANT TALK COMM CORP 12 0 0.00%
81 ISHARES TR 12 0 0.00%
82 QAD Inc 13 0 0.00%
83 ABM INDS INC 13 0 0.00%
84 BLOOMIN BRANDS INC 13 0 0.00%
85 Ruby Tuesday Inc 13 0 0.00%
86 BLOUNT INTL INC NEW 14 0 0.00%
87 PEPCO HOLDINGS INC 14 0 0.00%
88 MDC PARTNERS INC 14 0 0.00%
89 CHESAPEAKE LODGING TRUSTSH BEN INT 14 0 0.00%
90 NEUBERGER BERMAN RE ES SEC FD 14 0 0.00%
91 MADDEN STEVEN LTD COM 15 1 0.00%
92 DEMANDWARE INC 15 1 0.00%
93 ECHOSTAR CORP CL A 15 1 0.00%
94 AMAG PHARMACEUTICALS INC 15 0 0.00%
95 ATRION CORP 15 5 0.00%
96 SAUL CENTERS INC COM 15 1 0.00%
97 ROUSE PPTYS INC 15 0 0.00%
98 INTELLIPHARMACEUTICS INTL IN 15 0 0.00%
99 DREAMWORKS ANIMATION SKG INC 16 0 0.00%
100 MARATHON PETE CORP 16 1 0.00%
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