| 1 |
Tekla Capital Management LLC |
1,404,000 |
6,178,000 |
74.15% |
|
|
| 2 |
DEUTSCHE BANK AG\ |
162,016 |
712,000 |
8.55% |
|
|
| 3 |
MORGAN STANLEY |
141,750 |
624,000 |
7.49% |
|
|
| 4 |
FIRST MIDWEST BANK TRUST DIVISION |
46,692 |
205,000 |
2.46% |
|
|
| 5 |
CREDIT SUISSE AG/ |
42,769 |
188,000 |
2.26% |
|
|
| 6 |
AMERIPRISE FINANCIAL INC |
30,000 |
132,000 |
1.58% |
|
|
| 7 |
Airain ltd |
25,681 |
113,000 |
1.36% |
|
|
| 8 |
GROUP ONE TRADING LLC |
10,769 |
47,000 |
0.56% |
|
|
| 9 |
TWO SIGMA INVESTMENTS, LP |
10,500 |
46,000 |
0.55% |
|
|
| 10 |
UBS AG |
6,800 |
30,000 |
0.36% |
Call |
|
| 11 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
17,600 |
0.21% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
3,506 |
15,000 |
0.18% |
|
|
| 13 |
Tower Research Capital LLC (TRC) |
1,685 |
8,000 |
0.10% |
|
|
| 14 |
MAGEE THOMSON INVESTMENT PARTNERS LLC |
1,831 |
8,000 |
0.10% |
|
|
| 15 |
ALLIANCEBERNSTEIN L.P. |
831 |
4,000 |
0.05% |
|
|
| 16 |
UBS AG |
500 |
2,000 |
0.02% |
Put |
|
| 17 |
UBS AG |
300 |
1,000 |
0.01% |
|
|
| 18 |
BANK OF MONTREAL /CAN/ |
286 |
1,000 |
0.01% |
|
|
| 19 |
First City Capital Management, Inc. |
3 |
13 |
0.00% |
|
|
| 20 |
1832 Asset Management L.P. |
12 |
0 |
0.00% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
23 |
0 |
0.00% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15 |
0 |
0.00% |
|
|
| 23 |
ROYAL BANK OF CANADA |
4 |
0 |
0.00% |
|
|
