Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 Hyperdynamics Corp 62 0 0.00%
102 KEMET CORP COM NEW 83 0 0.00%
103 ZION OIL & GAS INC 75 0 0.00%
104 MAG SILVER CORP 6 0 0.00%
105 CGG 25 0 0.00%
106 KEMPER CORP 9 0 0.00%
107 AIRCASTLE LTD 18 0 0.00%
108 SWISHER HYGIENE INC 500 0 0.00%
109 INTERNATIONAL SHIPHLDG CO 2 0 0.00%
110 SUPERTEL HOSPITALITY INC MD 62 0 0.00%
111 BIOANALYTICAL SYS INC 3 0 0.00%
112 USEC INC COM NEW DELETED 60 0 0.00%
113 AVEO PHARMACEUTICALS INC 206 0 0.00%
114 MODUSLINK GLOBAL SOLUTIONS INC 45 0 0.00%
115 COLDWATER CREEK INC 20 0 0.00%
116 AVIAT NETWORKS INC COM 125 0 0.00%
117 ISHARES TR 0 0 0.00%
118 BLOOMIN BRANDS INC 13 0 0.00%
119 Kior Inc 100 0 0.00%
120 EQUAL ENERGY LTD 100 0 0.00%
121 STRATUS PPTYS INC 7 0 0.00%
122 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 6 0 0.00%
123 DIAMOND RESORTS INTL INC COM 20 0 0.00%
124 CROCS INC 23 0 0.00%
125 TOP SHIPS INC 333 0 0.00%
126 GIGA TRONICS INC 150 0 0.00%
127 SIFY TECHNOLOGIES LTD 3 0 0.00%
128 TUMI HOLDINGS INC 17 0 0.00%
129 Gevo Inc 400 0 0.00%
130 iPath Bloomberg Grains Subinde 3 0 0.00%
131 Ishares - Japan 0 0 0.00%
132 ISHARES TR 0 0 0.00%
133 PEPCO HOLDINGS INC 14 0 0.00%
134 Ambient Corporation New 140 0 0.00%
135 POWERSHARES QQQ TRUST 0 0 0.00%
136 ABM INDS INC 13 0 0.00%
137 LUMENIS LTD 5 0 0.00%
138 FOREST OIL CORP 208 0 0.00%
139 EL PASO ELECTRIC CO NEW 10 0 0.00%
140 OXYGEN BIOTHERAPEUTICS INC 5 0 0.00%
141 RADIO ONE INC CL A 100 0 0.00%
142 INTELLIPHARMACEUTICS INTL IN 15 0 0.00%
143 ELEPHANT TALK COMM CORP 12 0 0.00%
144 PROSHARES ULTRASHORT BASIC MATERIALS 12 0 0.00%
145 FRANKLIN STREET PPTY CP 29 0 0.00%
146 DYNEGY INCORPORATED NEW D 17 0 0.00%
147 UNIVERSAL COMPRESSION HOLDINGS 3 0 0.00%
148 Francesca's Holdings Corp 11 0 0.00%
149 STERLING CONSTRUCTION CO INC 3 0 0.00%
150 ELLSWORTH GROWTH AND INCOME FU COM 25 0 0.00%
Page 3 of 92