Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
151 LAKES ENTERTAINMEN 74 0 0.00%
152 ARGO GROUP INTERNATIONAL 5 0 0.00%
153 AASTROM BIOSCIENCES INC 19 0 0.00%
154 AMERICAN AXLE & MFG HLDGS INC COM 18 0 0.00%
155 VANGUARD INDEX FDS 0 0 0.00%
156 SFX ENTMT INC 50 0 0.00%
157 WISDOMTREE TR 1 0 0.00%
158 BLOUNT INTL INC NEW 14 0 0.00%
159 SPAR GROUP INC 200 0 0.00%
160 TUESDAY MORNING CORP 32 0 0.00%
161 ALLOT COMMUNICATIONS LTD 28 0 0.00%
162 CITY NATL CORP 2 0 0.00%
163 EMAGIN CORP COM NEW 81 0 0.00%
164 OMEGA PROTEIN CORP COM 38 0 0.00%
165 CITIZENS INC CL A 11 0 0.00%
166 CITI TRENDS INC COM 11 0 0.00%
167 GENVEC INC 150 0 0.00%
168 Cosi Inc. 50 0 0.00%
169 SELECT INCOME REIT 12 0 0.00%
170 EMERSON RADIO CORP NEW 3/94 26 0 0.00%
171 EASTMAN KODAK CO 4 0 0.00%
172 BLDRS INDEX FDS TR 0 0 0.00%
173 CORNERSTONE PROGRESSIVE RTN 26 0 0.00%
174 FBL FINL GROUP INC 1 0 0.00%
175 MARATHON OIL CORP 32 1 0.00%
176 SEMTECH CORP COM 24 1 0.00%
177 TONIX PHARMACEUTICALS HOLDING 100 1 0.00%
178 ALLEGION PUB LTD CO 18 1 0.00%
179 PATTERN ENERGY GROUP INC 37 1 0.00%
180 BLACKROCK MUNI INTER DR FD I 100 1 0.00%
181 HARVARD BIOSCIENCE INC 300 1 0.00%
182 MARSH & MCLENNAN COS INC 23 1 0.00%
183 MARTHA STEWART LIVING OMNIME 240 1 0.00%
184 PANTRY INC 76 1 0.00%
185 INDIA FD INC 55 1 0.00%
186 RELIV INTL INC COM NEW 300 1 0.00%
187 CELESTICA INC 100 1 0.00%
188 FIVE STAR SENIOR LIVING INC 246 1 0.00%
189 FLEXSTEEL INDS INC COM 38 1 0.00%
190 BJS RESTAURANTS INC COM 28 1 0.00%
191 BIOTA PHARMACEUTIALS INC COM 166 1 0.00%
192 BIOTIME INC 400 1 0.00%
193 PVH CORPORATION 7 1 0.00%
194 YPF SOCIEDAD ANONIMA 33 1 0.00%
195 RENN FD INC 500 1 0.00%
196 BIO RAD LABS INC 6 1 0.00%
197 BIGLARI HLDGS INC COM 3 1 0.00%
198 ACADIA PHARMACEUTICALS INC COM 25 1 0.00%
199 UNILEVER PLC 32 1 0.00%
200 HCP INC 35 1 0.00%
Page 4 of 92