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TONIX PHARMACEUTICALS HLD
TONIX PHARMACEUTICALS HLD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $32,019,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 473,481 4,929,000 15.39%
2 Broadfin Capital, LLC 467,639 4,868,000 15.20%
3 BLUESTEIN R H & CO LLC 286,100 2,978,000 9.30%
4 SABBY MANAGEMENT, LLC 275,000 2,863,000 8.94%
5 KINGDON CAPITAL MANAGEMENT, L.L.C. 275,000 2,860,000 8.93%
6 DEERFIELD MANAGEMENT COMPANY, L.P. 244,524 2,545,000 7.95%
7 Lombard Odier Asset Management (USA) Corp 239,500 2,493,000 7.79%
8 WALL STREET ASSOCIATES 200,000 2,082,000 6.50%
9 VANGUARD GROUP INC 194,513 2,025,000 6.32%
10 BOGLE INVESTMENT MANAGEMENT L P /DE/ 147,747 1,538,000 4.80%
11 SPHERA FUNDS MANAGEMENT LTD. 100,000 1,041,000 3.25%
12 MORGAN STANLEY 78,094 813,000 2.54%
13 DAFNA Capital Management LLC 25,000 260,000 0.81%
14 CITADEL ADVISORS LLC 23,080 240,000 0.75%
15 TFS CAPITAL LLC 21,443 223,000 0.70%
16 ROYAL BANK OF CANADA 19,700 205,000 0.64%
17 FIRST MANHATTAN CO. LLC. 3,500 36,000 0.11%
18 B. Riley Wealth Management, Inc. 1,000 10,000 0.03%
19 WELLS FARGO & COMPANY/MN 625 7,000 0.02%
20 Tower Research Capital LLC (TRC) 202 2,000 0.01%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.