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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 ROYAL DUTCH SHELL PLC 34,119 2,665 0.08%
202 RETAIL PPTYS AMER INC CL A 196,448 2,660 0.08%
203 SPDR SERIES TRUST 86,380 2,657 0.08%
204 DOW CHEM CO 54,253 2,636 0.08%
205 EXXON MOBIL CORP 27,011 2,635 0.08%
206 POWERSHARES ETF TR II 184,736 2,634 0.08%
207 DEERE & CO 28,857 2,620 0.08%
208 ISHARES TR 45,083 2,596 0.08%
209 CVS HEALTH CORP 34,497 2,582 0.08%
210 PIMCO ETF TR 23,848 2,544 0.07%
211 SPDR S&P MIDCAP 400 ETF TR 10,014 2,509 0.07%
212 ISHARES TR 24,987 2,506 0.07%
213 ISHARES TR 22,429 2,499 0.07%
214 MONSANTO CO NEW 21,873 2,489 0.07%
215 NOVARTIS A G 29,249 2,487 0.07%
216 MASTERCARD INCORPORATED 33,183 2,479 0.07%
217 AMERICAN EXPRESS CO 27,441 2,470 0.07%
218 DENBURY RES INC COM NEW 150,052 2,461 0.07%
219 DIREXION SHS ETF TR 32,959 2,412 0.07%
220 CELGENE CORP 17,250 2,408 0.07%
221 WISDOMTREE TR 35,085 2,395 0.07%
222 TARGET CORP 39,460 2,388 0.07%
223 NATIONAL GRID PLC ADR 34,355 2,362 0.07%
224 WISDOMTREE TR 34,712 2,348 0.07%
225 CERNER CORP 41,422 2,330 0.07%
226 VANGUARD BD INDEX FDS 28,623 2,324 0.07%
227 ISHARES TR 22,138 2,319 0.07%
228 EATON VANCE TX MNG BY WRT OP 162,845 2,312 0.07%
229 TOTAL S A 35,218 2,310 0.07%
230 MAGELLAN MIDSTREAM PRTNRS LP 32,922 2,296 0.07%
231 SELECT SECTOR SPDR TR 43,771 2,291 0.07%
232 KKR & CO L P DEL 100,109 2,286 0.07%
233 OCCIDENTAL PETE CORP DEL 23,947 2,282 0.07%
234 POWERSHARES ETF TRUST II 58,085 2,279 0.07%
235 EATON VANCE SR INCOME TR 329,858 2,276 0.07%
236 EXPRESS SCRIPTS HLDG CO 30,306 2,276 0.07%
237 SELECT SECTOR SPDR TR 38,790 2,269 0.07%
238 RYDEX ETF TRUST 30,961 2,267 0.07%
239 TESORO CORP 44,598 2,256 0.07%
240 EQUITY RESIDENTIAL 38,623 2,240 0.07%
241 ISHARES TR 14,651 2,240 0.07%
242 PIEDMONT OFFICE REALTY TR INC COM CL A 130,604 2,240 0.07%
243 MONDELEZ INTL INC 64,624 2,233 0.07%
244 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 44,408 2,221 0.06%
245 POWERSHARES ETF TR II 92,026 2,220 0.06%
246 ISHARES 20 YEAR TREASURY BOND ETF 20,329 2,218 0.06%
247 POWERSHARES ETF TRUST 26,164 2,215 0.06%
248 RYDEX ETF TRUST 30,284 2,210 0.06%
249 ISHARES 38,471 2,201 0.06%
250 SPDR NUVEEN BARLCAYS SOHRT TER 89,775 2,178 0.06%
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