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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 784 Institutional holders with a total value of $20,694,122,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 46,441,169 3,948,428,000 19.08%
2 PRIMECAP MANAGEMENT CO/CA/ 24,014,586 2,041,720,000 9.87%
3 BROWN BROTHERS HARRIMAN & CO 12,386,504 1,053,101,000 5.09%
4 WELLS FARGO & COMPANY/MN 6,943,583 590,337,000 2.85%
5 BB&T SECURITIES, LLC 694,058 590,087,000 2.85%
6 Fisher Asset Management, LLC 5,889,287 500,707,000 2.42%
7 UBS AG 4,181,921 355,547,000 1.72%
8 FRANKLIN RESOURCES INC 4,034,753 343,034,000 1.66%
9 Invesco Ltd. 3,955,607 336,306,000 1.63%
10 MANAGED ACCOUNT ADVISORS LLC 3,732,426 317,331,000 1.53%
11 NORTHERN TRUST CORP 3,234,435 274,992,000 1.33%
12 Clearbridge Investments, LLC 3,120,937 265,342,000 1.28%
13 FMR LLC 2,972,876 252,755,000 1.22%
14 LOOMIS SAYLES & CO L P 2,876,296 244,543,000 1.18%
15 BANK OF AMERICA CORP /DE/ 2,584,857 219,764,000 1.06%
16 Neuberger Berman Group LLC 2,539,447 215,903,000 1.04%
17 Boston Partners 2,534,804 215,509,000 1.04%
18 Capital Research Global Investors 2,457,056 208,899,000 1.01%
19 WHV Investments, Inc. 2,436,515 207,177,000 1.00%
20 EARNEST PARTNERS LLC 2,370,955 201,579,000 0.97%
21 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 2,302,956 195,797,000 0.95%
22 PARNASSUS INVESTMENTS, LLC 2,281,683 193,989,000 0.94%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,243,318 190,727,000 0.92%
24 DIMENSIONAL FUND ADVISORS LP 2,077,642 176,641,000 0.85%
25 MACQUARIE GROUP LTD 2,045,503 173,909,000 0.84%
26 LAZARD ASSET MANAGEMENT LLC 2,032,245 172,781,000 0.83%
27 JPMORGAN CHASE & CO 1,864,381 158,510,000 0.77%
28 MORGAN STANLEY 1,833,516 155,886,000 0.75%
29 SCHAFER CULLEN CAPITAL MANAGEMENT INC 1,830,137 155,598,000 0.75%
30 INSTITUTIONAL CAPITAL LLC 1,662,731 141,365,000 0.68%
31 BAHL & GAYNOR INC 1,637,498 139,220,000 0.67%
32 Mawer Investment Management Ltd. 1,636,860 139,144,000 0.67%
33 CAMBIAR INVESTORS LLC 1,636,505 139,136,000 0.67%
34 Sterling Capital Management LLC 1,620,483 137,773,000 0.67%
35 AMERIPRISE FINANCIAL INC 1,607,362 136,704,000 0.66%
36 SOUND SHORE MANAGEMENT INC /CT/ 1,522,548 129,447,000 0.63%
37 Bank of New York Mellon Corp 1,512,679 128,608,000 0.62%
38 Capital International Investors 1,464,000 124,469,000 0.60%
39 UNITED STATES STEEL & CARNEGIE PENSION FUND 1,430,642 121,633,000 0.59%
40 THORNBURG INVESTMENT MANAGEMENT INC 1,373,651 116,788,000 0.56%
41 BRISTOL JOHN W & CO INC /NY/ 1,346,152 114,450,000 0.55%
42 SCHARF INVESTMENTS, LLC 1,249,132 106,201,000 0.51%
43 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,179,429 100,275,000 0.48%
44 NOMURA HOLDINGS INC 1,150,000 97,187,000 0.47% Call
45 SATURNA CAPITAL CORP 1,115,053 94,802,000 0.46%
46 FAYEZ SAROFIM & CO 1,105,904 93,902,000 0.45%
47 ROCKEFELLER FINANCIAL SERVICES INC 1,075,693 91,455,000 0.44%
48 GOLDMAN SACHS GROUP INC 1,047,089 89,023,000 0.43%
49 CREDIT SUISSE AG/ 946,037 80,432,000 0.39%
50 Capital World Investors 934,000 79,409,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.