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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 68 Institutional holders with a total value of $203,199,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 3,093,873 74,624,000 36.72%
2 MORGAN STANLEY 695,429 16,774,000 8.25%
3 ASSETMARK, INC 416,518 10,046,000 4.94%
4 UBS AG 392,565 9,469,000 4.66%
5 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 349,134 8,421,000 4.14% PRN
6 ASHFORD CAPITAL MANAGEMENT INC 310,222 7,483,000 3.68%
7 WELLS FARGO & COMPANY/MN 300,779 7,255,000 3.57%
8 BB&T SECURITIES, LLC 25,748 6,210,000 3.06%
9 First Allied Asset Management, Inc. 248,862 5,992,000 2.95%
10 LPL Financial LLC 217,798 5,253,000 2.59%
11 Transamerica Financial Advisors, LLC 175,662 4,237,000 2.09%
12 Robert W. Baird & Co. Inc 173,986 4,197,000 2.07%
13 Tortoise Investment Management, LLC 145,634 3,513,000 1.73%
14 First Allied Advisory Services, Inc. 113,773 2,733,000 1.34%
15 COMMERCE BANK 106,588 2,571,000 1.27%
16 ROYAL BANK OF CANADA 103,721 2,501,000 1.23%
17 Commonwealth Equity Services, Inc 96,827 2,335,000 1.15%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 92,026 2,220,000 1.09%
19 STIFEL FINANCIAL CORP 91,889 2,217,000 1.09%
20 MANAGED ACCOUNT ADVISORS LLC 81,201 1,959,000 0.96%
21 GOLDMAN SACHS GROUP INC 69,524 1,677,000 0.83%
22 AMERIPRISE FINANCIAL INC 63,911 1,542,000 0.76%
23 D.A. DAVIDSON & CO. 62,134 1,498,000 0.74%
24 Cambridge Investment Research Advisors, Inc. 61,110 1,474,000 0.73%
25 GUGGENHEIM CAPITAL LLC 55,218 1,332,000 0.66%
26 Invesco Ltd. 49,765 1,200,000 0.59%
27 Chevy Chase Trust Holdings, LLC 44,619 1,076,000 0.53%
28 EXENCIAL WEALTH ADVISORS, LLC 36,776 892,000 0.44%
29 Raymond James Financial Services Advisors, Inc. 35,535 857,000 0.42%
30 CAMBIAR INVESTORS LLC 35,000 844,000 0.42%
31 TRUSTMARK BANK TRUST DEPARTMENT 33,500 808,000 0.40%
32 ENVESTNET ASSET MANAGEMENT INC 32,756 790,000 0.39%
33 Pinnacle Advisory Group, Inc. 28,000 676,000 0.33%
34 Asset Management Group, Inc. 24,566 593,000 0.29%
35 RAYMOND JAMES & ASSOCIATES 24,018 579,000 0.28%
36 FIRST TRUST ADVISORS LP 23,378 564,000 0.28%
37 BANK OF THE WEST 23,243 561,000 0.28%
38 CREDIT SUISSE AG/ 21,502 518,000 0.25%
39 Janney Montgomery Scott LLC 20,625 497,473 0.24%
40 FIRST BUSINESS FINANCIAL SERVICES, INC. 18,517 447,000 0.22%
41 SYNOVUS FINANCIAL CORP 16,300 393,000 0.19%
42 Yellowstone Partners, LLC 14,005 338,000 0.17%
43 Concert Wealth Management Inc. 12,889 310,000 0.15%
44 CITIGROUP INC 12,775 308,000 0.15%
45 AMERICAN INTERNATIONAL GROUP, INC. 12,413 299,402 0.15%
46 Partnervest Advisory Services LLC 12,144 293,000 0.14%
47 Lattice Strategies LLC 11,738 283,000 0.14%
48 NewSquare Capital LLC 11,614 280,000 0.14%
49 MSI Financial Services Inc 11,286 272,000 0.13%
50 KMS FINANCIAL SERVICES, INC 11,091 268,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.