Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 REYNOLDS AMERICAN INC 40,311 2,153 0.06%
252 PIMCO DYNMIC CREDIT AND MRT 95,076 2,149 0.06%
253 DOMINION ENERGY INC 30,219 2,145 0.06%
254 MASCO CORP 96,472 2,143 0.06%
255 VODAFONE GROUP PLC NEW 58,186 2,142 0.06%
256 ISHARES TR 24,687 2,132 0.06%
257 VANGUARD INDEX FDS 17,043 2,117 0.06%
258 C H ROBINSON WORLDWIDE INC 40,368 2,115 0.06%
259 SALIX PHARMACEUTICALS INC 20,410 2,115 0.06%
260 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 56,543 2,093 0.06%
261 GOLDMAN SACHS GROUP INC 12,716 2,084 0.06%
262 SCHWAB US DIVIDEND EQUITY ETF 56,499 2,082 0.06%
263 HALLIBURTON CO 35,244 2,076 0.06%
264 RSX - Market Vectors Russia ETF 85,737 2,057 0.06%
265 GENERAL MLS INC 39,334 2,038 0.06%
266 NATIONAL OILWELL VARCO INC 26,171 2,038 0.06%
267 LINCOLN ELEC HLDGS INC 28,120 2,025 0.06%
268 AIR PRODS & CHEMS INC 16,943 2,017 0.06%
269 ISHARES TR 16,887 2,009 0.06%
270 YUM BRANDS INC 26,639 2,008 0.06%
271 NUVEEN PFD INCOME OPPORTUN 215,882 2,006 0.06%
272 ARES CAPITAL CORP 113,789 2,005 0.06%
273 WISDOMTREE TR 30,569 1,988 0.06%
274 NEXTERA ENERGY INC 20,668 1,976 0.06%
275 VANGUARD CHARLOTTE FDS 38,970 1,972 0.06%
276 POWERSHARES ETF TRUST 45,249 1,969 0.06%
277 STAPLES INC 172,735 1,959 0.06%
278 KROGER CO 44,682 1,950 0.06%
279 ISHARES TR 29,033 1,941 0.06%
280 ISHARES 40,316 1,939 0.06%
281 ISHARES TR 59,897 1,935 0.06%
282 ACTAVIS PLC 9,339 1,922 0.06%
283 EATON VANCE TAX ADVT DIV INC 97,612 1,919 0.06%
284 SPDR INDEX SHS FDS 64,721 1,902 0.06%
285 ISHARES TR 19,709 1,870 0.05%
286 PIONEER NAT RES CO 9,978 1,867 0.05%
287 ISHARES TR 18,338 1,849 0.05%
288 MICROSOFT CORP 44,484 1,813 0.05%
289 VANECK MORNINGSTAR WIDE MOAT E 61,543 1,804 0.05%
290 POWERSHARES ETF TRUST 31,763 1,799 0.05%
291 POWERSHARES DB CMDTY IDX TRA 68,853 1,798 0.05%
292 VANGUARD INTL EQUITY INDEX F 35,726 1,797 0.05%
293 ROYAL DUTCH SHELL PLC 24,563 1,795 0.05%
294 DIREXION SHARES TRUST DRX S&P500BULL ETF 27,032 1,787 0.05%
295 BLACKSTONE GROUP L P 53,457 1,777 0.05%
296 CREE INC 31,400 1,776 0.05%
297 PAYCHEX INC 41,485 1,767 0.05%
298 SPDR SERIES TRUST 54,245 1,766 0.05%
299 ISHARES TR 28,038 1,760 0.05%
300 RAYTHEON CO 17,575 1,736 0.05%
Page 6 of 92