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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 LATIN AMERN DISCOVERY FD INC 100 1 0.00%
252 ISHARES 145 1 0.00%
253 DEUTSCHE BK AG LDN BRH 100 1 0.00%
254 AXT INC 450 1 0.00%
255 CHINA PRECISION STEEL INC 525 1 0.00%
256 LEE ENTERPRISES INC 253 1 0.00%
257 VISHAY PRECISION GROUP INC 48 1 0.00%
258 UTSTARCOM HOLDINGS CORP SHS NEW 232 1 0.00%
259 DEMANDWARE INC 15 1 0.00%
260 Platinum Group Metals Ltd 1,000 1 0.00%
261 ACACIA RESH CORP ACACIA TCH COM 37 1 0.00%
262 GENERAL MOLY INC 1,000 1 0.00%
263 PROVIDENT FINL SVCS INC COM 29 1 0.00%
264 ANGLOGOLD ASHANTI LIMITED 68 1 0.00%
265 AOL INC 19 1 0.00%
266 ORIGIN AGRITECH LIMITED 500 1 0.00%
267 HOUSTON WIRE CABLE CO 101 1 0.00%
268 APOLLO ED GROUP INC 39 1 0.00%
269 MYERS INDS INC COM 58 1 0.00%
270 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 430 1 0.00%
271 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 110 1 0.00%
272 TREE.COM INC 36 1 0.00%
273 SPDR GOLD TR 11 1 0.00%
274 PIONEER ENERGY SVCS CORP 73 1 0.00%
275 MOTOROLA SOLUTIONS INC 21 1 0.00%
276 WASHINGTON FED INC 49 1 0.00%
277 FIRST CTZNS BANCSHARES INC N 3 1 0.00%
278 HUGOTON RTY TR TEX 172 1 0.00%
279 ArQule Inc 500 1 0.00%
280 HELIOS ADVANTAGEINCOME FD INC COMNEW 153 1 0.00%
281 HARMONY GOLD MINING CO LTD 430 1 0.00%
282 FIRST MARBLEHEAD CORP 101 1 0.00%
283 DEJOUR ENERGY INC 2,000 1 0.00%
284 CALLON PETE CO DEL 100 1 0.00%
285 WELLCARE HEALTH PLANS INC 23 1 0.00%
286 ASCENT CAP GROUP INC 7 1 0.00%
287 ASHFORD HOSPITALITY TR INC 100 1 0.00%
288 CAL DIVE INTERNATIONAL INC 334 1 0.00%
289 PROSHARES ULTRASHORT FTSE EUROPE 26 1 0.00%
290 PIKE CORP 55 1 0.00%
291 EASTMAN KODAK CO 16 1 0.00%
292 SAMSON OIL & GAS LTD 1,333 1 0.00%
293 HANWHA Q CELL CO LTD 200 1 0.00%
294 MONEYGRAM INTL INC COM NEW 32 1 0.00%
295 SYNTROLEUM CORP COM NEW 229 1 0.00%
296 ATLAS RESOURCES PARTNERS LP 30 1 0.00%
297 FRONTLINE LTD ORD 212 1 0.00%
298 CNA FINL CORP 28 1 0.00%
299 PHOTOMEDEX INC COM PAR $0.01 68 1 0.00%
300 AURICO GOLD INC UTIL 260 1 0.00%
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