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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
301 MADDEN STEVEN LTD COM 15 1 0.00%
302 AUTOBYTEL INC COM NEW 100 1 0.00%
303 PHARMACYCLICS INC 7 1 0.00%
304 FIRST INTST BANCSYSTEM INC 49 1 0.00%
305 PETMED EXPRESS INC 100 1 0.00%
306 RPX CORP 54 1 0.00%
307 INTERCONTINENTAL HTLS GRP PL 19 1 0.00%
308 P T TELEKOMUNIKASI INDONESIA 36 1 0.00%
309 Actua Corp (ACTA) 26 1 0.00%
310 AVIV REIT INC 24 1 0.00%
311 MARATHON PETE CORP 16 1 0.00%
312 BROADVISION INC 70 1 0.00%
313 PERNIX THERAPEUTICS HLDGS IN 106 1 0.00%
314 BRIXMOR PROPERTY 38 1 0.00%
315 FUEL TECH INC 220 1 0.00%
316 WHITING USA TR I TR UNIT 300 1 0.00%
317 CHINA YUCHAI INTL LTD 31 1 0.00%
318 PERICOM SEMICONDUCTOR CORP 120 1 0.00%
319 BOK FINANCIAL CORP NEW 8 1 0.00%
320 SUNSHINE HEART INC 100 1 0.00%
321 PROSHARES ULTRASHORT RUSSELL2000 32 1 0.00%
322 OXFORD RESOURCE PARTNERS LP 750 1 0.00%
323 SPDR SERIES TRUST 16 1 0.00%
324 FRESH MKT INC 39 1 0.00%
325 WIRELESS TELECOM GROUP INC 300 1 0.00%
326 PEBBLEBROOK HOTEL TR 17 1 0.00%
327 INSTEEL IND 40 1 0.00%
328 FOX CHASE BANCORP INC NEW COM 56 1 0.00%
329 BOLT TECHNOLOGY CORP 75 1 0.00%
330 BANCO SANTANDER BRASIL S A 262 1 0.00%
331 BODY CENT CORP 482 1 0.00%
332 Patterson UTI Energy Inc Com 33 1 0.00%
333 HEALTH NET INC 32 1 0.00%
334 RARE ELEMENT RES LTD 1,100 2 0.00%
335 Quantum Fuel Systems Tech Worl 164 2 0.00%
336 DOMINION DIAMOND CORP 135 2 0.00%
337 RANDGOLD RES LTD 32 2 0.00%
338 DOUBLELINE OPPORTUNISTIC CR 100 2 0.00%
339 QUIKSILVER INC COM 275 2 0.00%
340 RLJ LODGING TR COM 89 2 0.00%
341 RXI PHARMACEUTICALS CORP NEW 376 2 0.00%
342 NORTHERN TRUST 25 2 0.00%
343 HELIOS HIGH INCOMEFD INC COM NEW 275 2 0.00%
344 NIKE INC 27 2 0.00%
345 OCERA THERAPEUTICS INC 150 2 0.00%
346 GOLDFIELD CORP COM 1,109 2 0.00%
347 AEGEAN MARINE PETROLEUM NETW 158 2 0.00%
348 HERZFELD CARIBBEAN BASIN FD COM 208 2 0.00%
349 GLOBAL CASH ACCESS HLDGS INC 300 2 0.00%
350 ALPINE TOTAL DYNAMIC DIVID F 295 2 0.00%
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