| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 3,795,215 | 31,842,000 | 17.95% | ||
| 2 | MORGAN STANLEY | 3,210,142 | 26,933,000 | 15.18% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,806,598 | 15,158,000 | 8.54% | ||
| 4 | CORNERSTONE ADVISORS INC | 1,412,908 | 11,854,000 | 6.68% | ||
| 5 | Hilton Capital Management, LLC | 1,389,278 | 11,656,000 | 6.57% | PRN | |
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,226,864 | 10,293,000 | 5.80% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 1,020,065 | 8,558,000 | 4.82% | ||
| 8 | UBS AG | 776,900 | 6,518,000 | 3.67% | ||
| 9 | Invesco Ltd. | 620,808 | 5,209,000 | 2.94% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 592,402 | 4,970,000 | 2.80% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 573,756 | 4,814,000 | 2.71% | ||
| 12 | NEWGATE CAPITAL MANAGEMENT LLC | 514,487 | 4,317,000 | 2.43% | ||
| 13 | ALPINE WOODS CAPITAL INVESTORS, LLC | 445,319 | 3,736,000 | 2.11% | ||
| 14 | SG Americas Securities, LLC | 434,451 | 3,645,000 | 2.05% | ||
| 15 | COHEN & STEERS, INC. | 402,535 | 3,377,000 | 1.90% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 349,495 | 2,931,000 | 1.65% | ||
| 17 | STIFEL FINANCIAL CORP | 235,623 | 1,977,000 | 1.11% | ||
| 18 | ROYAL BANK OF CANADA | 223,643 | 1,877,000 | 1.06% | ||
| 19 | MIDAS MANAGEMENT CORP | 200,000 | 1,678,000 | 0.95% | ||
| 20 | TFS CAPITAL LLC | 190,817 | 1,601,000 | 0.90% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 182,644 | 1,532,000 | 0.86% | ||
| 22 | LPL Financial LLC | 180,944 | 1,518,000 | 0.86% | ||
| 23 | Index Management Solutions, LLC | 175,673 | 1,474,000 | 0.83% | ||
| 24 | MSI Financial Services Inc | 129,472 | 1,086,000 | 0.61% | ||
| 25 | GEODE CAPITAL MANAGEMENT, LLC | 110,233 | 924,000 | 0.52% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 70,350 | 590,000 | 0.33% | ||
| 27 | First Allied Advisory Services, Inc. | 61,945 | 522,000 | 0.29% | ||
| 28 | KING INVESTMENT ADVISORS INC/TX | 60,493 | 508,000 | 0.29% | ||
| 29 | SILVER CAPITAL MANAGEMENT LLC | 52,500 | 440,000 | 0.25% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 51,823 | 435,000 | 0.25% | ||
| 31 | BNP PARIBAS FINANCIAL MARKETS | 50,575 | 430,393 | 0.24% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 50,457 | 423,000 | 0.24% | ||
| 33 | Virtu KCG Holdings LLC | 48,561 | 407,000 | 0.23% | ||
| 34 | FIRST FOUNDATION ADVISORS | 47,901 | 402,000 | 0.23% | ||
| 35 | VSR Financial Services, Inc. | 47,120 | 395,000 | 0.22% | ||
| 36 | Robert W. Baird & Co. Inc | 44,397 | 372,000 | 0.21% | ||
| 37 | B. Riley Wealth Advisors, Inc. | 36,125 | 303,000 | 0.17% | ||
| 38 | Private Advisor Group, LLC | 35,062 | 294,000 | 0.17% | ||
| 39 | Shaker Financial Services, LLC | 32,331 | 271,000 | 0.15% | ||
| 40 | Meristem Family Wealth, LLC | 30,000 | 252,000 | 0.14% | ||
| 41 | SENTINEL TRUST CO LBA | 28,355 | 238,000 | 0.13% | ||
| 42 | First Heartland Consultants, Inc. | 22,926 | 192,000 | 0.11% | ||
| 43 | IFC Holdings Incorporated/FL | 18,871 | 155,000 | 0.09% | ||
| 44 | CITIGROUP INC | 18,340 | 154,000 | 0.09% | ||
| 45 | OPPENHEIMER & CO INC | 18,100 | 152,000 | 0.09% | ||
| 46 | GOLDMAN SACHS GROUP INC | 17,750 | 149,000 | 0.08% | ||
| 47 | HOLLENCREST CAPITAL MANAGEMENT | 17,637 | 148,000 | 0.08% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 17,355 | 145,610 | 0.08% | ||
| 49 | Janney Montgomery Scott LLC | 11,621 | 97,500 | 0.05% | ||
| 50 | SIGNATUREFD, LLC | 9,125 | 77,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
