| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 1,126,482 | 4,810,000 | 69.23% | ||
| 2 | Numeric Investors LLC | 327,687 | 1,399,000 | 20.14% | ||
| 3 | JANE STREET GROUP, LLC | 38,677 | 165,000 | 2.37% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 25,171 | 107,000 | 1.54% | ||
| 5 | Spark Investment Management LLC | 25,300 | 107,000 | 1.54% | ||
| 6 | TANG CAPITAL MANAGEMENT LLC | 18,245 | 78,000 | 1.12% | ||
| 7 | MORGAN STANLEY | 16,786 | 72,000 | 1.04% | ||
| 8 | NORTHERN TRUST CORP | 15,560 | 66,000 | 0.95% | ||
| 9 | CITADEL ADVISORS LLC | 12,498 | 53,000 | 0.76% | ||
| 10 | GOLDMAN SACHS GROUP INC | 10,454 | 45,000 | 0.65% | ||
| 11 | UBS AG | 5,000 | 21,000 | 0.30% | ||
| 12 | Tower Research Capital LLC (TRC) | 4,327 | 18,000 | 0.26% | ||
| 13 | BARCLAYS PLC | 1,100 | 4,000 | 0.06% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 376 | 2,000 | 0.03% | ||
| 15 | CITIGROUP INC | 157 | 1,000 | 0.01% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 11 | 47 | 0.00% | ||
| 17 | ROYAL BANK OF CANADA | 36 | 0 | 0.00% | ||
| 18 | GROUP ONE TRADING LLC | 100 | 0 | 0.00% | ||
| 19 | AMERIPRISE FINANCIAL INC | 12 | 0 | 0.00% | ||
| 20 | DIMENSIONAL FUND ADVISORS LP | 61 | 0 | 0.00% | ||
| 21 | WELLS FARGO & COMPANY/MN | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
