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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES TR 32,863 1,438 0.04%
352 ARLINGTON ASSET INVEST CORP CL A NEW 54,000 1,430 0.04%
353 BROOKFIELD INFRAST PARTNERS 36,066 1,423 0.04%
354 COMCAST CORP NEW 28,192 1,411 0.04%
355 SPDR PORTFOLIO AGGREGATE BOND ETF 24,629 1,407 0.04%
356 CROWN CASTLE INTL CORP 19,025 1,404 0.04%
357 AES CORP 97,923 1,398 0.04%
358 TRAVELERS COMPANIES INC 16,382 1,394 0.04%
359 FRANKLIN RESOURCES INC 25,621 1,388 0.04%
360 CBS CORP NEW 22,377 1,383 0.04%
361 WELLTOWER INC. 23,211 1,383 0.04%
362 LULULEMON ATHLETICA INC 26,263 1,381 0.04%
363 VALERO ENERGY CORP NEW 25,992 1,380 0.04%
364 ISHARES INC 28,106 1,379 0.04%
365 FIRST TR EXCHANGE TRADED FD 49,474 1,378 0.04%
366 ALPS ETF TR 45,372 1,378 0.04%
367 Short Russell 2000 ProShares 82,930 1,370 0.04%
368 W P CAREY INC 22,810 1,370 0.04%
369 ISHARES TR 12,187 1,369 0.04%
370 ALLSTATE CORP 24,194 1,369 0.04%
371 ASTRAZENECA PLC 21,068 1,367 0.04%
372 STEEL DYNAMICS INC 76,659 1,364 0.04%
373 FIRST TR EXCHANGE TRADED FD 41,649 1,362 0.04%
374 ROSS STORES INC 19,013 1,361 0.04%
375 WISDOMTREE TR 17,653 1,360 0.04%
376 METLIFE INC 25,536 1,348 0.04%
377 GALLAGHER ARTHUR J & CO 28,304 1,347 0.04%
378 POWERSHARES ETF TRUST 35,301 1,339 0.04%
379 APOLLO INVT CORP 160,509 1,334 0.04%
380 AXIALL CORPORATION 29,674 1,333 0.04%
381 CELANESE CORP DEL 24,018 1,333 0.04%
382 PITNEY BOWES INC 51,195 1,331 0.04%
383 FIRST TR EXCHANGE TRADED FD 25,168 1,324 0.04%
384 CIT GROUP INC 27,018 1,324 0.04%
385 SIEMENS A.G. ADR 9,783 1,322 0.04%
386 SPDR SERIES TR 56,144 1,305 0.04%
387 Market Vectors Biotech 14,260 1,297 0.04%
388 FIRST TR EXCHANGE TRADED FD 53,152 1,291 0.04%
389 AMERICAN TOWER CORP NEW 15,734 1,288 0.04%
390 ONEOK PARTNERS LP 24,007 1,286 0.04%
391 VANGUARD INDEX FDS 14,938 1,285 0.04%
392 VANGUARD INTL EQUITY INDEX F 25,398 1,278 0.04%
393 PRICELINE GRP INC 1,072 1,278 0.04%
394 JACOBS ENGR GROUP INC 20,026 1,272 0.04%
395 UIL HLDGS CP 34,535 1,271 0.04%
396 HOST HOTELS & RESORTS INC 62,805 1,271 0.04%
397 EATON CORP PLC 16,895 1,269 0.04%
398 FIRST TR EXCHANGE TRADED FD 21,459 1,267 0.04%
399 FIRST TR MORNINGSTAR DIV LEA 56,033 1,261 0.04%
400 NORFOLK SOUTHERN CORP 12,926 1,256 0.04%
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