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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
401 SYNOPSYS INC 64 2 0.00%
402 JUST ENERGY GROUP INC 250 2 0.00%
403 FRONTIER COMMUNICATIONS CORP 410 2 0.00%
404 MKS INSTRS INC COM 67 2 0.00%
405 PolyOne Corp 42 2 0.00%
406 IXIA COM 155 2 0.00%
407 ISHARES TR 52 2 0.00%
408 CLEVELAND BIOLABS INC 3,000 2 0.00%
409 TAKE-TWO INTERACTIVE SOFTWAR 82 2 0.00%
410 GLOBAL CASH ACCESS HLDGS INC 300 2 0.00%
411 AMERICAN NATL INS CO COM 19 2 0.00%
412 Welltower Inc. 42 2 0.00%
413 TAYLOR MORRISON HOME CORP CL A 80 2 0.00%
414 CHARLES & COLVARD LTD 525 2 0.00%
415 BLACKROCK MUNIHOLD QU FU II IN COM 163 2 0.00%
416 PENN ENTERTAINMENT INC COM 202 2 0.00%
417 ENPRO INDS INC COM 27 2 0.00%
418 SYNCHRONOSS TECHNOLOGIES INC 59 2 0.00%
419 CMS Energy Corp 34 2 0.00%
420 BROOKDALE SR LIVING INC 52 2 0.00%
421 IMATION CORP 369 2 0.00%
422 Synovus Financial Corp 545 2 0.00%
423 TELEFONICA S A 152 2 0.00%
424 TWENTY FIRST CENTY FOX INC 70 2 0.00%
425 DEAN FOODS CO NEW 101 2 0.00%
426 GUANGSHEN RY LTD 101 2 0.00%
427 PHH Corp 70 2 0.00%
428 LIFE TIME FITNESS 43 2 0.00%
429 INTERVAL LEISURE GROUP INC 65 2 0.00%
430 MOCON Inc 120 2 0.00%
431 SONIC CORP 100 2 0.00%
432 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 404 2 0.00%
433 GROUPE CGI INC 75 2 0.00%
434 LIVE NATION, INC. 80 2 0.00%
435 GROUP 1 AUTOMOTIVE INC 31 2 0.00%
436 DOMINION DIAMOND CORP 135 2 0.00%
437 STAR SCIENTIFIC INC 3,000 2 0.00%
438 BCE INC 47 2 0.00%
439 LAYNE CHRISTENSEN CO 100 2 0.00%
440 ORIX CORPORATION SPONSORED ADR 28 2 0.00%
441 OWENS CORNING NEW 51 2 0.00%
442 CONATUS PHARMACEUTICALS INC 200 2 0.00%
443 DECKERS OUTDOOR CORP 19 2 0.00%
444 Lazard World Dividend & Income 124 2 0.00%
445 FREIGHTCAR AMERICA INC 100 2 0.00%
446 Hudson Pacific Properties Inc 89 2 0.00%
447 MONSANTO CO NEW 18 2 0.00%
448 MEREDITH CORP COM 50 2 0.00%
449 OCERA THERAPEUTICS INC 150 2 0.00%
450 HUANENG POWER INTL INC ADR SPONSORED 49 2 0.00%
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