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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
4451 CGG 25 0 0.00%
4452 ELEPHANT TALK COMM CORP 12 0 0.00%
4453 FORBES ENERGY SERVICES LTD 54 0 0.00%
4454 STERLING CONSTRUCTION CO INC 3 0 0.00%
4455 NEWLEAD HOLDINGS LTD 23 0 0.00%
4456 ELLSWORTH GROWTH AND INCOME FU COM 25 0 0.00%
4457 EMAGIN CORP COM NEW 81 0 0.00%
4458 ASHFORD HOSPITALITY PRIME IN 20 0 0.00%
4459 HUTTIG BLDG PRODS INC COM 90 0 0.00%
4460 MAST THERAPEUTICS INC COM 4 0 0.00%
4461 Novacopper Inc 83 0 0.00%
4462 ISHARES TR 1 0 0.00%
4463 ASTEC INDS INC 11 0 0.00%
4464 EMERSON RADIO CORP NEW 3/94 26 0 0.00%
4465 VONAGE HLDGS CORP 77 0 0.00%
4466 COLDWATER CREEK INC 20 0 0.00%
4467 VITESSE SEMICONDUCTOR CORP 25 0 0.00%
4468 BERRY PLASTICS GROUP INC 17 0 0.00%
4469 TUMI HOLDINGS INC 17 0 0.00%
4470 Atlantic Tele Netwrk N 6 0 0.00%
4471 TUESDAY MORNING CORP 32 0 0.00%
4472 SHIP FINANCE INTERNATIONAL L 6 0 0.00%
4473 Trulia Inc 10 0 0.00%
4474 ENERGY FUELS INC 7 0 0.00%
4475 Ruby Tuesday Inc 13 0 0.00%
4476 ROUSE PPTYS INC 15 0 0.00%
4477 HEALTH INS INNOVATIONS INC 33 0 0.00%
4478 GENERAL MTRS CO 11 0 0.00%
4479 GENERAL MTRS CO 18 0 0.00%
4480 TAMINCO CORP 16 0 0.00%
4481 STRATUS PPTYS INC 7 0 0.00%
4482 NEWS CORP CL A 17 0 0.00%
4483 BLOOMIN BRANDS INC 13 0 0.00%
4484 SFX ENTMT INC 50 0 0.00%
4485 GENERAL MTRS CO 18 0 0.00%
4486 GENVEC INC 150 0 0.00%
4487 MEDIABISTRO INC 200 0 0.00%
4488 CITY NATL CORP 2 0 0.00%
4489 NEUBERGER BERMAN RE ES SEC FD 14 0 0.00%
4490 VANGUARD INDEX FDS 0 0 0.00%
4491 Gevo Inc 400 0 0.00%
4492 AVEO PHARMACEUTICALS INC 206 0 0.00%
4493 EQUAL ENERGY LTD 100 0 0.00%
4494 GIGA TRONICS INC 150 0 0.00%
4495 AVIAT NETWORKS INC COM 125 0 0.00%
4496 CITIZENS INC CL A 11 0 0.00%
4497 National Bank of Greece - ADR 1 0 0.00%
4498 ISHARES TR 1 0 0.00%
4499 AASTROM BIOSCIENCES INC 19 0 0.00%
4500 NANOVIRICIDES INC 1 0 0.00%
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