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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 0 0 0.00%
2 BLDRS INDEX FDS TR 0 0 0.00%
3 POWERSHARES ETF TRUST 0 0 0.00%
4 ISHARES TR 0 0 0.00%
5 SPDR S&P 600 SMALL CAP GROWTH ETF 0 0 0.00%
6 POWERSHARES QQQ TRUST 0 0 0.00%
7 VANGUARD INDEX FDS 0 0 0.00%
8 Ishares - Japan 0 0 0.00%
9 CSR PLC 1 0 0.00%
10 ISHARES TR 1 0 0.00%
11 CHEMTURA CORP 1 0 0.00%
12 WESTERN ASSET MANAGED MUNS F 1 0 0.00%
13 WISDOMTREE TR 1 0 0.00%
14 NANOVIRICIDES INC 1 0 0.00%
15 COMMUNITY TR BANCORP INC 1 0 0.00%
16 FBL FINL GROUP INC 1 0 0.00%
17 BLACKROCK CORPOR HI YLD FD I 1 0 0.00%
18 ISHARES TR 1 0 0.00%
19 National Bank of Greece - ADR 1 0 0.00%
20 INTERNATIONAL SHIPHLDG CO 2 0 0.00%
21 CITY NATL CORP 2 0 0.00%
22 CATERPILLAR INC 2 0 0.00%
23 BIOANALYTICAL SYS INC 3 0 0.00%
24 FIRST CTZNS BANCSHARES INC N 3 1 0.00%
25 VAIL RESORTS INC 3 0 0.00%
26 UNIVERSAL COMPRESSION HOLDINGS 3 0 0.00%
27 SIFY TECHNOLOGIES LTD 3 0 0.00%
28 iPath Bloomberg Grains Subinde 3 0 0.00%
29 STERLING CONSTRUCTION CO INC 3 0 0.00%
30 WEBMD HEALTH CORP 3 0 0.00%
31 BIGLARI HLDGS INC COM 3 1 0.00%
32 EASTMAN KODAK CO 4 0 0.00%
33 DXP ENTERPRISES INC NEW COM NEW 4 0 0.00%
34 EASTMAN KODAK CO 4 0 0.00%
35 CHEMED CORP NEW COM 4 0 0.00%
36 MAST THERAPEUTICS INC COM 4 0 0.00%
37 ARGO GROUP INTERNATIONAL 5 0 0.00%
38 KAISER ALUMINUM CORP COM PAR $0.01 5 0 0.00%
39 Comverse Inc. 5 0 0.00%
40 COMMUNITYONE BANCORP COM 5 0 0.00%
41 LUMENIS LTD 5 0 0.00%
42 OXYGEN BIOTHERAPEUTICS INC 5 0 0.00%
43 MAG SILVER CORP 6 0 0.00%
44 SHIP FINANCE INTERNATIONAL L 6 0 0.00%
45 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 6 0 0.00%
46 WASHINGTON REAL ESTATE INVT 6 0 0.00%
47 Atlantic Tele Netwrk N 6 0 0.00%
48 BIO RAD LABS INC 6 1 0.00%
49 QAD INC 6 0 0.00%
50 PVH CORPORATION 7 1 0.00%
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