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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR SERIES TRUST 1,500,693 62,009 1.81%
2 SPDR SER TR 1,351,340 41,851 1.22%
3 SELECT SECTOR SPDR TR 1,068,766 23,876 0.70%
4 HEALTHCARE TRUST AMERICA INC CL A NEW 1,047,025 11,926 0.35%
5 SELECT SECTOR SPDR TR 832,703 39,370 1.15%
6 AMERICAN RLTY CAP PPTYS INC 788,594 11,056 0.32%
7 GENERAL ELECTRIC CO 770,426 19,946 0.58%
8 AT&T INC 762,950 26,757 0.78%
9 CLEVELAND BIOLABS INC 718,200 505 0.01%
10 ISHARES TR 714,626 36,239 1.06%
11 ISHARES TR 695,172 80,876 2.36%
12 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 636,113 60,043 1.75%
13 JPMORGAN CHASE & CO 614,044 28,443 0.83%
14 POWERSHARES ETF TR II 570,458 17,753 0.52%
15 ISHARES TR 525,618 32,985 0.96%
16 VANGUARD SPECIALIZED FUNDS 519,578 39,088 1.14%
17 ISHARES TR 508,254 44,174 1.29%
18 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 505,913 13,022 0.38%
19 BARCLAYS BK PLC 496,451 14,869 0.43%
20 SELECT SECTOR SPDR TR 493,713 17,946 0.52%
21 ISHARES TR 483,916 33,153 0.97%
22 BANK AMER CORP 482,112 8,292 0.24%
23 ISHARES TR 477,670 89,869 2.62%
24 ISHARES TR 459,828 23,442 0.68%
25 INTEL CORP 458,117 11,826 0.34%
26 GRAMERCY PPTY TR 448,640 3,486 0.10%
27 ISHARES TR 444,899 42,689 1.25%
28 PROSHARES TR 443,955 38,291 1.12%
29 VERIZON COMMUNICATIONS INC 435,587 20,721 0.60%
30 VANGUARD BD INDEX FDS 435,531 34,882 1.02%
31 ISHARES INC 418,587 20,331 0.59%
32 VANGUARD INDEX FDS 404,768 39,453 1.15%
33 VANGUARD TAX-MANAGED FDS 404,609 16,698 0.49%
34 ISHARES TR 402,147 34,718 1.01%
35 VANGUARD INTL EQUITY INDEX F 396,512 16,090 0.47%
36 PROSHARES TR 387,885 40,848 1.19%
37 Van Eck 384,173 9,051 0.26%
38 MICROSOFT CORP 369,785 15,157 0.44%
39 ALPS ETF TR 354,206 6,255 0.18%
40 VANGUARD INTL EQUITY INDEX F 341,285 20,119 0.59%
41 PIMCO ETF TR 341,272 36,383 1.06%
42 ANNALY CAP MGMT INC 332,285 3,645 0.11%
43 PFIZER INC 330,380 10,612 0.31%
44 EATON VANCE SR INCOME TR 329,858 2,276 0.07%
45 ISHARES GOLD TRUST 323,320 4,022 0.12%
46 FORD MTR CO DEL 323,112 5,041 0.15%
47 ISHARES TR 308,288 37,929 1.11%
48 ALTRIA GROUP INC 300,269 11,239 0.33%
49 ISHARES TR 294,935 20,271 0.59%
50 COLUMBIA PPTY TR INC 286,800 7,815 0.23%
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