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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,771 holdings with a total value of $4,848,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 WALGREENS BOOTS ALLIANCE INC 83,053 6,906,000 0.14%
152 AMERICAN ELEC P 121,352 6,896,000 0.14%
153 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 304,491 6,863,000 0.14%
154 ISHARES TR 148,137 6,857,000 0.14%
155 SCHWAB STRATEGIC TR 250,987 6,829,000 0.14%
156 UNION PAC CORP 77,394 6,814,000 0.14%
157 DEERE & CO 90,236 6,678,000 0.14%
158 VANGUARD INTL EQUITY INDEX F 156,357 6,666,000 0.14%
159 US BANCORP DEL 159,992 6,557,000 0.14%
160 SELECT SECTOR SPDR TR 138,684 6,546,000 0.14%
161 POWERSHARES ETF TRUST 146,069 6,398,000 0.13%
162 ABBVIE INC 117,555 6,362,000 0.13%
163 CATERPILLAR INC 96,791 6,303,000 0.13%
164 SPDR SERIES TRUST 175,615 6,262,000 0.13%
165 MSC INDL DIRECT INC 102,016 6,226,000 0.13%
166 POWERSHARES ETF TRUST II 263,736 6,076,000 0.13%
167 CVS HEALTH CORP 62,441 6,030,000 0.12%
168 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF 444,424 6,021,000 0.12%
169 GUGGENHEIM ENHANCED SHORT DURATION ETF 119,668 5,989,000 0.12%
170 POWERSHARES N/C 6/4/18 46138E354 165,006 5,936,000 0.12%
171 RAYTHEON CO 54,157 5,898,000 0.12%
172 GLAXOSMITHKLINE PLC 149,183 5,722,000 0.12%
173 MONDELEZ INTL INC 135,714 5,678,000 0.12%
174 CLOROX CO DEL 49,144 5,661,000 0.12%
175 DOMINION ENERGY INC 80,476 5,660,000 0.12%
176 VANGUARD WORLD FDS 46,643 5,656,000 0.12%
177 ABBOTT LABS 139,749 5,597,000 0.12%
178 POWERSHARES ETF TR II 381,276 5,560,000 0.11%
179 ENERGY TRANSFER PRTNRS L P 135,815 5,553,000 0.11%
180 QUALCOMM INC 103,193 5,517,000 0.11%
181 SELECT SECTOR SPDR TR 125,809 5,443,000 0.11%
182 SCHWAB U.S. LARGE-CAP VALUE ETF 135,075 5,380,000 0.11%
183 SELECT SECTOR SPDR TR 133,520 5,274,000 0.11%
184 ISHARES INC 130,479 5,262,000 0.11%
185 VANGUARD WORLD FD 67,339 5,239,000 0.11%
186 UNITEDHEALTH GROUP INC 45,208 5,224,000 0.11%
187 IRON MTN INC NEW 168,341 5,222,000 0.11%
188 ISHARES TR 33,390 5,209,000 0.11%
189 Proshares Short S&P 500 227,752 5,119,000 0.11%
190 ISHARES TR 51,697 5,091,000 0.10%
191 GENERAL MLS INC 89,462 5,020,000 0.10%
192 CELGENE CORP 46,146 4,994,000 0.10%
193 ALPS ETF TR 388,610 4,860,000 0.10%
194 UNDER ARMOUR INC 49,412 4,830,000 0.10%
195 COLUMBIA PROPERTY TRUST INC COM NEW 208,163 4,827,000 0.10%
196 VANGUARD WORLD FD 51,198 4,762,000 0.10%
197 NOVARTIS A G 51,776 4,751,000 0.10%
198 SPDR SERIES TRUST 137,399 4,703,000 0.10%
199 PROSHARES TR 156,831 4,668,000 0.10%
200 UNITED TECHNOLOGIES CORP 52,533 4,634,000 0.10%
Page 4 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-15-066017, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.