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GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $39,274,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 REGENTATLANTIC CAPITAL LLC 833,120 11,297,000 28.76%
2 MORGAN STANLEY 710,523 9,634,000 24.53%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 444,424 6,021,000 15.33%
4 BANK OF AMERICA CORP /DE/ 281,810 3,821,000 9.73%
5 ENVESTNET ASSET MANAGEMENT INC 125,183 1,697,000 4.32%
6 LPL Financial LLC 61,485 928,000 2.36%
7 Klingman & Associates, LLC 61,024 827,000 2.11%
8 NORTHWEST INVESTMENT COUNSELORS, LLC 56,802 770,000 1.96%
9 Koshinski Asset Management, Inc. 34,760 624,000 1.59%
10 CREDIT SUISSE AG/ 32,494 441,000 1.12%
11 Callan Capital, LLC 32,503 441,000 1.12%
12 M&T BANK CORP 31,276 424,000 1.08%
13 DIVIDEND ASSETS CAPITAL, LLC 29,135 395,000 1.01%
14 Pinnacle Advisory Group, Inc. 26,829 363,000 0.92%
15 Transamerica Financial Advisors, LLC 25,803 350,000 0.89%
16 Raymond James Financial Services Advisors, Inc. 22,387 304,000 0.77%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,917 270,000 0.69%
18 AMERICAN FINANCIAL GROUP INC 18,369 249,000 0.63%
19 Virtu KCG Holdings LLC 10,900 148,000 0.38%
20 UBS Group AG 8,889 121,000 0.31%
21 CITIGROUP INC 5,500 75,000 0.19%
22 AMERICAN INTERNATIONAL GROUP, INC. 3,991 54,000 0.14%
23 BESSEMER GROUP INC 1,010 14,000 0.04%
24 WELLS FARGO & COMPANY/MN 221 3,000 0.01%
25 FIFTH THIRD BANCORP 200 3,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 26 0 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.