| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,260,000 | 282,470,000 | 9.35% | ||
| 2 | UBS Group AG | 9,116,017 | 210,033,000 | 6.95% | ||
| 3 | GOLDMAN SACHS GROUP INC | 8,387,334 | 193,244,000 | 6.39% | ||
| 4 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 8,104,310 | 186,723,000 | 6.18% | ||
| 5 | MORGAN STANLEY | 5,746,384 | 132,397,000 | 4.38% | ||
| 6 | IndexIQ Advisors LLC | 5,296,687 | 122,036,000 | 4.04% | ||
| 7 | Nan Shan Life Insurance Co., Ltd. | 5,258,690 | 121,160,000 | 4.01% | ||
| 8 | Atria Investments, Inc | 2,627 | 114,014,000 | 3.77% | ||
| 9 | QS Investors, LLC | 4,423,446 | 101,916,000 | 3.37% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 3,808,429 | 87,746,000 | 2.90% | ||
| 11 | FRANKLIN RESOURCES INC | 3,632,508 | 83,693,000 | 2.77% | ||
| 12 | TD ASSET MANAGEMENT INC | 3,175,761 | 73,170,000 | 2.42% | ||
| 13 | WELLS FARGO & COMPANY/MN | 3,060,621 | 70,516,000 | 2.33% | ||
| 14 | Neuberger Berman Group LLC | 2,622,980 | 60,433,000 | 2.00% | ||
| 15 | Valmark Advisers, Inc. | 2,611,690 | 60,285,000 | 1.99% | ||
| 16 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,389,597 | 55,057,000 | 1.82% | ||
| 17 | Invesco Ltd. | 2,377,189 | 54,770,000 | 1.81% | ||
| 18 | VOYA INVESTMENT MANAGEMENT LLC | 2,369,240 | 54,587,000 | 1.81% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 1,677,827 | 38,657,000 | 1.28% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 1,515,882 | 34,925,000 | 1.16% | ||
| 21 | Orion Porfolio Solutions, LLC | 1,428,777 | 32,919,000 | 1.09% | ||
| 22 | LPL Financial LLC | 1,309,255 | 30,270,000 | 1.00% | ||
| 23 | ASSETMARK, INC | 1,207,217 | 27,814,000 | 0.92% | ||
| 24 | CITY NATIONAL BANK | 1,118,154 | 25,763,000 | 0.85% | ||
| 25 | WELLINGTON MANAGEMENT GROUP LLP | 1,097,799 | 25,293,000 | 0.84% | ||
| 26 | Janney Capital Management LLC | 1,024,585 | 23,606,000 | 0.78% | ||
| 27 | AMERIPRISE FINANCIAL INC | 976,575 | 22,621,000 | 0.75% | ||
| 28 | Simply Money Advisors | 970,690 | 22,365,000 | 0.74% | ||
| 29 | J.P. Turner & Co Capital Mnagement, LLC | 921,961 | 21,239,000 | 0.70% | ||
| 30 | BAIRD FINANCIAL GROUP, INC. | 911,433 | 20,999,000 | 0.69% | ||
| 31 | Windham Capital Management, LLC | 881,126 | 20,301,000 | 0.67% | ||
| 32 | Efficient Market Advisors, LLC | 861,595 | 19,851,000 | 0.66% | ||
| 33 | ROYAL BANK OF CANADA | 817,357 | 18,832,000 | 0.62% | ||
| 34 | FEDERATED HERMES, INC. | 800,000 | 18,432,000 | 0.61% | ||
| 35 | Evanston Investments, Inc., dba Evanston Advisors | 729,760 | 16,814,000 | 0.56% | ||
| 36 | UNIPLAN INVESTMENT COUNSEL, INC. | 696,471 | 16,054,000 | 0.53% | ||
| 37 | WELCH & FORBES LLC | 689,248 | 15,881,000 | 0.53% | ||
| 38 | MANNING & NAPIER ADVISORS LLC | 689,100 | 15,876,000 | 0.53% | PRN | |
| 39 | VICUS CAPITAL | 382,367 | 14,786,000 | 0.49% | ||
| 40 | Buckingham Capital Management, Inc. | 632,287 | 14,568,000 | 0.48% | ||
| 41 | 3D ASSET MANAGEMENT, INC | 562,230 | 12,954,000 | 0.43% | ||
| 42 | COWEN INC. | 553,800 | 12,760,000 | 0.42% | Put | |
| 43 | WAFRA INC. | 550,000 | 12,672,000 | 0.42% | ||
| 44 | BANK OF MONTREAL /CAN/ | 468,478 | 10,793,000 | 0.36% | ||
| 45 | D.A. DAVIDSON & CO. | 467,002 | 10,759,000 | 0.36% | ||
| 46 | CITIGROUP INC | 446,745 | 10,293,000 | 0.34% | ||
| 47 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 412,815 | 9,511,000 | 0.31% | ||
| 48 | NEW ENGLAND ASSET MANAGEMENT INC | 409,650 | 9,438,000 | 0.31% | ||
| 49 | Gradient Investments LLC | 391,087 | 9,011,000 | 0.30% | ||
| 50 | BEACON FINANCIAL GROUP | 382,973 | 8,824,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
