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Institutional Investment Manager
MALTESE CAPITAL MANAGEMENT LLC
MALTESE CAPITAL MANAGEMENT LLC (CIK: 0001040762) incorporated in New York, located at 150 East 52nd Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 200 holdings with a total value of $829,680,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 SIERRA BANCORP 192,300 3,223,000 0.39%
102 STATE INVS BANCORP INC 200,100 3,202,000 0.39%
103 VIEWPOINT FINANCIA 131,300 3,143,000 0.38%
104 CHICOPEE BANCORP 210,000 3,137,000 0.38%
105 POAGE BANKSHARES INC 205,600 3,084,000 0.37%
106 Silvercrest Asset Management G 225,200 3,067,000 0.37%
107 RIVERVIEW BANCORP INC 761,800 3,040,000 0.37%
108 FIRST CTZNS BANC CORP 6.50% PF 96,800 3,003,000 0.36%
109 SCHWAB CHARLES CORP 101,000 2,968,000 0.36%
110 LOUISIANA BANCORP INC NEW COM 145,200 2,885,000 0.35%
111 SUNSHINE BANCORP INC 243,100 2,881,000 0.35%
112 HANCOCK WHITNEY CORPORATION 89,200 2,859,000 0.34%
113 PROSPERITY BANCSHARES INC 49,000 2,801,000 0.34%
114 HEARTLAND FINL USA INC 116,650 2,786,000 0.34%
115 OLD LINE BANCSHARES INC COM 166,900 2,584,000 0.31%
116 West End Indiana Bancshares, Inc. 130,500 2,577,000 0.31%
117 ACCESS NATL CORP COM 158,000 2,564,000 0.31%
118 Union Bankshares Corporation 109,300 2,525,000 0.30%
119 Bay Banks of Virginia, Inc. 476,200 2,524,000 0.30%
120 UNITED CMNTY BKS BLAIRSVLE GA COM 150,000 2,469,000 0.30%
121 ESSA BANCORP INC 218,100 2,465,000 0.30%
122 AIR LEASE CORP 75,100 2,441,000 0.29%
123 CommerceWest Bank 171,200 2,397,000 0.29%
124 HANMI FINL CORP COM NEW 115,100 2,320,000 0.28%
125 AJS Bancorp, Inc. 171,100 2,301,000 0.28%
126 BANK OF THE CAROLINAS CORP 22,240,896 2,224,000 0.27%
127 HINGHAM INSTN SVGS MASS 27,098 2,210,000 0.27%
128 SUSQUEHANNA BANCSHARES INC 220,300 2,203,000 0.27%
129 CENTURY CMNTYS INC COM 126,900 2,202,000 0.27%
130 AMERICAN EXPRESS CO 24,500 2,145,000 0.26%
131 West Bancorporation Inc 151,200 2,136,000 0.26%
132 Fraternity Community Bancorp, Inc. 134,700 1,994,000 0.24%
133 GEORGETOWN BANCORP INC MD 122,587 1,976,000 0.24%
134 CITIZENS NORTHN CORP 97,500 1,853,000 0.22%
135 Capital Bank Financial Corp Cl 77,100 1,841,000 0.22%
136 LAKELAND FINL CORP 48,800 1,830,000 0.22%
137 WILLIS LEASE FINANCE CORP COM 87,400 1,793,000 0.22%
138 Mercantile Bank Corp 93,100 1,774,000 0.21%
139 SANDY SPRING BANCORP INC COM 76,400 1,749,000 0.21%
140 PHH Corp 75,800 1,695,000 0.20%
141 HOME FED BANCORP INC LA NEW 80,000 1,540,000 0.19%
142 WESBANCO INC 50,000 1,530,000 0.18%
143 SUFFOLK BANCORP COM 75,700 1,469,000 0.18%
144 DCB Financial 197,325 1,468,000 0.18%
145 First Bus Finl Svcs Inc Wis 32,800 1,440,000 0.17%
146 IBERIABANK CORP COM 22,700 1,419,000 0.17%
147 SUNTRUST BKS INC 151,356 1,400,000 0.17%
148 BANCORPSOUTH INC 68,200 1,374,000 0.17%
149 AMBAC FINL GROUP INC 94,911 1,319,000 0.16%
150 JACKSONVILLE BANCORP INC MD 60,000 1,306,000 0.16%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000950123-14-012391, filed 2014.11.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.