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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 40 Institutional holders with a total value of $45,615,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 2,101,174 8,384,000 18.38%
2 JACOBS ASSET MANAGEMENT, LLC 1,279,625 5,106,000 11.19%
3 DIMENSIONAL FUND ADVISORS LP 1,133,813 4,524,000 9.92%
4 BANC FUNDS CO LLC 1,035,564 4,132,000 9.06%
5 Ancora Advisors LLC 966,314 3,856,000 8.45%
6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 797,445 3,182,000 6.98%
7 VANGUARD GROUP INC 763,976 3,048,000 6.68%
8 MALTESE CAPITAL MANAGEMENT LLC 761,800 3,040,000 6.66%
9 Elizabeth Park Capital Advisors, Ltd. 592,001 2,362,000 5.18%
10 JWEST, LLC 477,002 1,851,000 4.06%
11 CONTINENTAL ADVISORS LLC 398,942 1,592,000 3.49%
12 BlackRock Institutional Trust Company, N.A. 257,928 1,029,000 2.26%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 226,884 905,000 1.98%
14 ALLIANCEBERNSTEIN L.P. 147,626 589,000 1.29%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 277,000 0.61%
16 BlackRock Fund Advisors 55,008 219,000 0.48%
17 SG Capital Management LLC 54,675 218,000 0.48%
18 BLACKTHORN INVESTMENT GROUP LLC 48,644 194,000 0.43%
19 GEODE CAPITAL MANAGEMENT, LLC 40,456 161,000 0.35%
20 BADGLEY PHELPS & BELL INC 36,330 145,000 0.32%
21 KMS FINANCIAL SERVICES, INC 33,176 132,000 0.29%
22 NORTHERN TRUST CORP 32,569 130,000 0.28%
23 UBS AG 29,000 116,000 0.25%
24 STATE STREET CORP 12,635 51,000 0.11%
25 RENAISSANCE TECHNOLOGIES LLC 11,504 46,000 0.10%
26 IMS Capital Management 11,145 44,000 0.10%
27 ALPINE WOODS CAPITAL INVESTORS, LLC 11,000 44,000 0.10%
28 Commonwealth Equity Services, Inc 10,768 43,000 0.09%
29 DEUTSCHE BANK AG\ 10,462 41,000 0.09%
30 BANK OF AMERICA CORP /DE/ 7,300 29,000 0.06%
31 BLACKROCK ADVISORS LLC 6,227 25,000 0.05%
32 Nationwide Fund Advisors 5,811 23,000 0.05%
33 MORGAN STANLEY 5,083 20,000 0.04%
34 BANK OF MONTREAL /CAN/ 5,000 20,000 0.04%
35 BlackRock Investment Management, LLC 3,793 15,000 0.03%
36 MUFG Americas Holdings Corp 3,000 12,000 0.03%
37 FEDERATED HERMES, INC. 1,130 5,000 0.01%
38 WELLS FARGO & COMPANY/MN 763 3,000 0.01%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 355 1,000 0.00%
40 THOMPSON DAVIS & CO., INC. 370 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.