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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 58 Institutional holders with a total value of $118,661,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,260,955 21,134,000 17.81%
2 PRIVATE MANAGEMENT GROUP INC 935,141 15,673,000 13.21%
3 DIMENSIONAL FUND ADVISORS LP 665,630 11,156,000 9.40%
4 BANC FUNDS CO LLC 483,735 8,107,000 6.83%
5 NORTHERN TRUST CORP 409,170 6,858,000 5.78%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 408,508 6,847,000 5.77%
7 BlackRock Fund Advisors 289,237 4,848,000 4.09%
8 VANGUARD GROUP INC 282,990 4,743,000 4.00%
9 DEPRINCE RACE & ZOLLO INC 262,950 4,407,000 3.71%
10 GOLDMAN SACHS GROUP INC 206,883 3,467,000 2.92%
11 MALTESE CAPITAL MANAGEMENT LLC 192,300 3,223,000 2.72%
12 STATE STREET CORP 180,753 3,031,000 2.55%
13 BlackRock Institutional Trust Company, N.A. 157,154 2,634,000 2.22%
14 JPMORGAN CHASE & CO 155,875 2,613,000 2.20%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 140,500 2,355,000 1.98%
16 WELLS FARGO & COMPANY/MN 134,141 2,248,000 1.89%
17 Ulysses Management LLC 126,000 2,111,760 1.78%
18 Bank of New York Mellon Corp 62,239 1,043,000 0.88%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,244 1,010,000 0.85%
20 MORGAN STANLEY 58,079 973,000 0.82%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 53,602 898,000 0.76%
22 ZACKS INVESTMENT MANAGEMENT 51,771 868,000 0.73%
23 GEODE CAPITAL MANAGEMENT, LLC 50,317 843,000 0.71%
24 BlackRock Investment Management, LLC 40,804 684,000 0.58%
25 Brandywine Global Investment Management, LLC 40,235 675,000 0.57%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 668,000 0.56%
27 MUNDER CAPITAL MANAGEMENT 34,390 576,000 0.49%
28 MARTINGALE ASSET MANAGEMENT L P 28,917 485,000 0.41%
29 ALLIANCEBERNSTEIN L.P. 25,890 434,000 0.37%
30 Nationwide Fund Advisors 25,081 420,000 0.35%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,457 376,000 0.32%
32 RENAISSANCE TECHNOLOGIES LLC 21,700 364,000 0.31%
33 STRS OHIO 20,900 350,000 0.29%
34 TEACHERS ADVISORS, LLC 16,407 275,000 0.23%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 267,000 0.23%
36 PRUDENTIAL FINANCIAL INC 15,786 265,000 0.22%
37 RHUMBLINE ADVISERS 14,360 241,000 0.20%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,222 238,000 0.20%
39 DEUTSCHE BANK AG\ 13,610 227,000 0.19%
40 BlackRock Group LTD 13,119 220,000 0.19%
41 Invesco Ltd. 10,672 179,000 0.15%
42 METROPOLITAN LIFE INSURANCE CO/NY 10,128 170,000 0.14%
43 AMERICAN INTERNATIONAL GROUP, INC. 7,936 133,007 0.11%
44 BLACKROCK ADVISORS LLC 7,063 118,000 0.10%
45 MANAGED ACCOUNT ADVISORS LLC 2,500 42,000 0.04%
46 PANAGORA ASSET MANAGEMENT INC 1,527 26,000 0.02%
47 Tower Research Capital LLC (TRC) 1,486 25,000 0.02%
48 CITIGROUP INC 1,283 22,000 0.02%
49 AMERIPRISE FINANCIAL INC 1,300 22,000 0.02%
50 GROUP ONE TRADING LLC 1,000 17,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.