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Institutional Investment Manager
GENDELL JEFFREY L
GENDELL JEFFREY L (CIK: 0001056581). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 66 holdings with a total value of $861,037,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FIRST US BANCSHARES INC 16,600 184,000 0.02%
2 SEVERN BANCORP ANNAPOLIS MD 25,289 200,000 0.02%
3 CAROLINA TR BANCSHARES INC 58,161 372,000 0.04%
4 MIDDLEFIELD BANC CORP 11,235 435,000 0.05%
5 LOUISIANA PAC CORP 30,474 577,000 0.07%
6 AMERISERV FINL INC 172,749 639,000 0.07%
7 SOUTHWESTERN ENERGY CO 60,000 649,000 0.08%
8 WVS FINL CORP 48,912 720,000 0.08%
9 CB FINL SVCS INC 30,907 799,000 0.09%
10 CIVISTA BANCSHARES INC 44,354 862,000 0.10%
11 AMERICAN INTL GROUP INC 13,355 872,000 0.10%
12 Premier Financial Bancorp Inc 47,399 953,000 0.11%
13 MACKINAC FINL CORP 71,140 958,000 0.11%
14 SmartFinancial Inc 54,130 1,005,000 0.12%
15 FIRST BK WILLIAMSTOWN NEW JE 101,670 1,179,000 0.14%
16 ANADARKO PETE CORP 20,000 1,395,000 0.16%
17 POAGE BANKSHARES INC 75,676 1,423,000 0.17%
18 ENTEGRA FINL CORP 69,947 1,441,000 0.17%
19 UNITED CMNTY BANCORP IND 86,696 1,448,000 0.17%
20 FIDELITY SOUTHERN CORP NEW COM 66,236 1,568,000 0.18%
21 ESSA BANCORP INC 119,675 1,881,000 0.22%
22 SHORE BANCSHARES INC COM 128,095 1,953,000 0.23%
23 TRAVELCENTERS AMER LLC 276,875 1,966,000 0.23%
24 Oceanfirst Financial Corporati 70,952 2,131,000 0.25%
25 First South Bancorp 182,106 2,176,000 0.25%
26 Citizens First Corp 139,437 2,510,000 0.29%
27 HOPFED BANCORP INC 263,142 3,542,000 0.41%
28 SB FINL GROUP INC 239,619 3,846,000 0.45%
29 BROADWIND ENERGY INC COM NEW 1,019,821 4,125,000 0.48%
30 SUNCOKE ENERGY PARTNERS L P 240,112 4,622,000 0.54%
31 UNITED CMNTY FINL CORP OHIO 545,867 4,880,000 0.57%
32 PEOPLES FINL CORP MISS 312,642 5,049,000 0.59%
33 FIRST UTD CORP COM 350,693 5,593,000 0.65%
34 JPMORGAN CHASE & CO 67,500 5,825,000 0.68% Call
35 CITIZENS CMNTY BANCORP INC M 486,230 6,043,000 0.70%
36 COLONY BANKCORP INC 474,185 6,259,000 0.73%
37 SUMMIT FINANCIAL GROUP INC COM 240,350 6,617,000 0.77%
38 UNITED BANCSHARES INC OHIO 321,875 6,893,000 0.80%
39 BARNES & NOBLE INC 620,941 6,924,000 0.80%
40 JPMORGAN CHASE & CO 83,155 7,175,000 0.83%
41 CLOUD PEAK ENERGY INC COM 1,330,802 7,466,000 0.87%
42 HMN FINL INC 431,295 7,548,000 0.88%
43 CAVCO INDS INC DEL 77,768 7,765,000 0.90%
44 HAWTHORN BANCSHARES INC 550,123 9,737,000 1.13%
45 BANK AMER CORP 460,000 10,166,000 1.18% Call
46 SUNCOKE ENERGY INC COM 984,817 11,168,000 1.30%
47 AMBAC FINL GROUP INC 502,929 11,316,000 1.31%
48 WILLBROS GROUP INC DEL COM 3,561,472 11,539,000 1.34%
49 Skyline Corp 816,250 12,595,000 1.46%
50 ARCH COAL INC CL A 166,214 12,974,000 1.51%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000902664-17-001013, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.