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Institutional Investment Manager
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. (CIK: 0001080107), located at 8 Third Street North, Great Falls, MT. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,253 holdings with a total value of $2,857,314,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 NRG ENERGY INC 14 0 0.00%
2 Caladrius Biosciences Inc 450 0 0.00%
3 MICROVISION INC DEL 63 0 0.00%
4 KING DIGITAL ENTMT PLC 50 0 0.00%
5 SANOFI 900 0 0.00%
6 ROYAL BK SCOTLAND GROUP PLC 38 0 0.00%
7 CHEMTURA CORP 32 0 0.00%
8 SAMSON OIL & GAS LTD 279 0 0.00%
9 ISHARES TRUST CMBS ETF 10 0 0.00%
10 CEL SCI CORP 100 0 0.00%
11 Paragon Offshore PLC 66 0 0.00%
12 ASML HOLDING N V N Y REGISTRY SHS 10 0 0.00%
13 XOMA CORP DEL 66 0 0.00%
14 OSHKOSH CORP 27 0 0.00%
15 SEVENTY SEVEN ENERGY INC - escrow shares 3 0 0.00%
16 AMEC FOSTER WHEELER PLC 53 0 0.00%
17 Voltari Corp 22 0 0.00%
18 MANPOWERGROUP INC 10 0 0.00%
19 ISRAEL CHEMICALS LTD SHS 101 0 0.00%
20 TANGER FACTORY OUTLET CTRS I 16 0 0.00%
21 KB HOME 64 0 0.00%
22 MANCHESTER UTD PLC NEW ORD CL A 7 0 0.00%
23 SPDR SERIES TRUST 16 0 0.00%
24 ISHARES MSCI 25 0 0.00%
25 DOUGLAS EMMETT INC COM 9 0 0.00%
26 ROCKY MTN CHOCOLATE FACTORY 43 0 0.00%
27 INTELLICHECK MOBILISA INC 250 0 0.00%
28 Echelon Corp 1,000 0 0.00%
29 GLU MOBILE INC 125 0 0.00%
30 TIM PARTICIPACOES S A 2 0 0.00%
31 Luxottica Grp Spa Adr 7 0 0.00%
32 SIBANYE STILLWATER 50 0 0.00%
33 ELECTRONICS FOR IMAGING INC 8 0 0.00%
34 SUNCOKE ENERGY INC COM 108 0 0.00%
35 GRAHAM HLDGS CO 1 0 0.00%
36 AUTOLIV INC 8 0 0.00%
37 CERES INC 125 0 0.00%
38 SPDR INDEX SHS FDS 14 0 0.00%
39 Dominion Resources Black Warri 700 0 0.00%
40 PLUG POWER INC 100 0 0.00%
41 REDIFF.COM INDIA LIMITED 300 0 0.00%
42 TELECOM ITALIA S P A NEW SPON ADR SVGS 40 0 0.00%
43 GEOSPACE TECHNOLOGIES CORP COM 30 0 0.00%
44 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 20 0 0.00%
45 ECHOSTAR CORP CL A 10 0 0.00%
46 BIOTIME INC 305 0 0.00%
47 BALLARD PWR SYS INC NEW 100 0 0.00%
48 POWERSECURE INTL INC 33 0 0.00%
49 SOTHEBYS 26 0 0.00%
50 WILLIS TOWERS WATSON PLC 18 0 0.00%
Page 1 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001080107-15-000034, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.