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Institutional Investment Manager
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. (CIK: 0001080107), located at 8 Third Street North, Great Falls, MT. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,253 holdings with a total value of $2,857,314,000.
#
Name
Shares
Value ($)
%
Options
Notes
2201 OCEAN RIG UDW INC 3 0 0.00%
2202 AUTOLIV INC 8 0 0.00%
2203 GEOSPACE TECHNOLOGIES CORP COM 30 0 0.00%
2204 ZILLOW GROUP INC 23 0 0.00%
2205 ROYAL BK SCOTLAND GROUP PLC 38 0 0.00%
2206 SAMSON OIL & GAS LTD 279 0 0.00%
2207 SPDR INDEX SHS FDS 14 0 0.00%
2208 ELECTRONICS FOR IMAGING INC 8 0 0.00%
2209 NYMOX PHARMACEUTICAL CORP 200 0 0.00%
2210 GOLD FIELDS LTD NEW 200 0 0.00%
2211 UMB FINL CORP 12 0 0.00%
2212 FIRST NORTHWEST BANCORP COM 25 0 0.00%
2213 SIFY TECHNOLOGIES LTD 550 0 0.00%
2214 GLU MOBILE INC 125 0 0.00%
2215 WMI HOLDINGS CORP. 106 0 0.00%
2216 CEL SCI CORP 100 0 0.00%
2217 Echelon Corp 1,000 0 0.00%
2218 KB HOME 64 0 0.00%
2219 Caladrius Biosciences Inc 450 0 0.00%
2220 SOTHEBYS 26 0 0.00%
2221 XOMA CORP DEL 66 0 0.00%
2222 ROCKY MTN CHOCOLATE FACTORY 43 0 0.00%
2223 REGIONS FINANCIAL CORP NEW 86 0 0.00%
2224 OSHKOSH CORP 27 0 0.00%
2225 TIM PARTICIPACOES S A 2 0 0.00%
2226 ISRAEL CHEMICALS LTD SHS 101 0 0.00%
2227 REDIFF.COM INDIA LIMITED 300 0 0.00%
2228 MANPOWERGROUP INC 10 0 0.00%
2229 Dominion Resources Black Warri 700 0 0.00%
2230 SPDR SERIES TRUST 16 0 0.00%
2231 ISHARES TRUST CMBS ETF 10 0 0.00%
2232 TELECOM ITALIA S P A NEW SPON ADR SVGS 40 0 0.00%
2233 COEUR MNG INC 200 0 0.00%
2234 MANCHESTER UTD PLC NEW ORD CL A 7 0 0.00%
2235 SANOFI 900 0 0.00%
2236 HEADWATERS INC COM 50 0 0.00%
2237 SIBANYE STILLWATER 50 0 0.00%
2238 BALLARD PWR SYS INC NEW 100 0 0.00%
2239 NCR CORP NEW 12 0 0.00%
2240 ECHOSTAR CORP CL A 10 0 0.00%
2241 RANDGOLD RES LTD 5 0 0.00%
2242 VIVUS INC 500 0 0.00%
2243 Luxottica Grp Spa Adr 7 0 0.00%
2244 AMEC FOSTER WHEELER PLC 53 0 0.00%
2245 TANGER FACTORY OUTLET CTRS I 16 0 0.00%
2246 SUNCOKE ENERGY INC COM 108 0 0.00%
2247 WP GLIMCHER IN COM 1 0 0.00%
2248 NRG ENERGY INC 14 0 0.00%
2249 Voltari Corp 22 0 0.00%
2250 SEVENTY SEVEN ENERGY INC - escrow shares 3 0 0.00%
Page 45 of 46

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001080107-15-000034, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.